OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+2.25%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$829M
AUM Growth
+$43.7M
Cap. Flow
+$25.5M
Cap. Flow %
3.08%
Top 10 Hldgs %
30.74%
Holding
321
New
17
Increased
72
Reduced
117
Closed
22

Top Buys

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$36.2M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$32M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$5.87M
4
WMB icon
Williams Companies
WMB
$5.26M
5
SCHW icon
Charles Schwab
SCHW
$3.88M

Top Sells

1
TEP
Tallgrass Energy Partners, LP
TEP
$27.5M
2
DSL
DoubleLine Income Solutions Fund
DSL
$11.7M
3
WPZ
Williams Partners L.P.
WPZ
$5.26M
4
CEN
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$4.78M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$4.59M

Sector Composition

1 Energy 14.35%
2 Financials 7.59%
3 Technology 5.44%
4 Communication Services 4.49%
5 Healthcare 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFO
251
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$123M
$224K 0.03%
19,219
– –
YUM icon
252
Yum! Brands
YUM
$40.1B
$221K 0.03%
+2,426
New +$221K
UNP icon
253
Union Pacific
UNP
$131B
$218K 0.03%
+1,340
New +$218K
SEP
254
DELISTED
Spectra Engy Parters Lp
SEP
$216K 0.03%
6,037
– –
LM
255
DELISTED
Legg Mason, Inc.
LM
$213K 0.03%
6,815
– –
GBAB
256
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$422M
$210K 0.03%
9,900
-100
-1% -$2.12K
BSCL
257
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$210K 0.03%
10,135
– –
BTG icon
258
B2Gold
BTG
$5.52B
$208K 0.03%
90,580
– –
PNNT
259
Pennant Park Investment Corp
PNNT
$471M
$208K 0.03%
27,900
-2,000
-7% -$14.9K
APTV icon
260
Aptiv
APTV
$17.5B
$207K 0.03%
2,465
-36,435
-94% -$3.06M
EOG icon
261
EOG Resources
EOG
$64.4B
$203K 0.02%
1,594
-105
-6% -$13.4K
NFJ
262
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$189K 0.02%
14,410
– –
SWN
263
DELISTED
Southwestern Energy Company
SWN
$186K 0.02%
36,400
– –
SLV icon
264
iShares Silver Trust
SLV
$20.1B
$166K 0.02%
12,070
– –
IGR
265
CBRE Global Real Estate Income Fund
IGR
$765M
$157K 0.02%
21,540
– –
UGLD
266
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$157K 0.02%
2,000
– –
GPOR
267
DELISTED
Gulfport Energy Corp.
GPOR
$156K 0.02%
15,000
– –
PSLV icon
268
Sprott Physical Silver Trust
PSLV
$7.69B
$150K 0.02%
28,200
– –
BBF
269
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$143K 0.02%
11,003
– –
MFT
270
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$136K 0.02%
10,950
– –
BAF
271
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$129K 0.02%
+10,015
New +$129K
NPV icon
272
Nuveen Virginia Quality Municipal Income Fund
NPV
$210M
$122K 0.01%
10,325
– –
FLG
273
Flagstar Financial, Inc.
FLG
$5.39B
$117K 0.01%
3,747
-225
-6% -$7.03K
AU icon
274
AngloGold Ashanti
AU
$30.2B
$108K 0.01%
12,560
+500
+4% +$4.3K
GFI icon
275
Gold Fields
GFI
$30.8B
$94K 0.01%
38,675
– –
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