OA

Oxbow Advisors Portfolio holdings

AUM $915M
1-Year Return 17.22%
This Quarter Return
+3.07%
1 Year Return
+17.22%
3 Year Return
+51.42%
5 Year Return
+81.66%
10 Year Return
+98.71%
AUM
$865M
AUM Growth
+$113M
Cap. Flow
+$84.7M
Cap. Flow %
9.79%
Top 10 Hldgs %
32.86%
Holding
315
New
19
Increased
99
Reduced
92
Closed
14

Top Buys

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$30.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$20.9M
3
MNRL
Brigham Minerals, Inc. Class A Common Stock
MNRL
$11.3M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$10.5M
5
CTR
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$8.03M

Top Sells

1
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.5M
2
TGE
Tallgrass Energy, LP Class A Shares
TGE
$4.04M
3
SCHW icon
Charles Schwab
SCHW
$3.65M
4
ALL.PRE.CL
Allstate Corporation, The Depositary Shares, each representing a 1/1000th Interest in a share of Fix
ALL.PRE.CL
$2.83M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
$2.58M

Sector Composition

1 Energy 12.06%
2 Technology 6.71%
3 Financials 5.58%
4 Healthcare 4.52%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GOOGL icon
226
Alphabet (Google) Class A
GOOGL
$2.84T
$348K 0.04%
5,200
+1,700
+49% +$114K
AXP icon
227
American Express
AXP
$227B
$341K 0.04%
2,740
– –
BRK.A icon
228
Berkshire Hathaway Class A
BRK.A
$1.08T
$340K 0.04%
1
– –
GDV.PRH icon
229
The Gabelli Dividend & Income Trust 5.375% Series H Cumulative Preferred Shares
GDV.PRH
$46.4M
$324K 0.04%
12,225
-2,775
-19% -$73.5K
AMGN icon
230
Amgen
AMGN
$153B
$323K 0.04%
1,340
– –
IBM icon
231
IBM
IBM
$232B
$315K 0.04%
2,460
– –
FL icon
232
Foot Locker
FL
$2.29B
$308K 0.04%
7,904
– –
CMP icon
233
Compass Minerals
CMP
$784M
$305K 0.04%
5,000
– –
BSJL
234
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$304K 0.04%
12,313
– –
NTRSP
235
DELISTED
Northern Trust Corporation
NTRSP
$301K 0.03%
12,045
+675
+6% +$16.9K
UGLD
236
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$282K 0.03%
2,000
– –
USLV
237
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$277K 0.03%
3,015
– –
LMT icon
238
Lockheed Martin
LMT
$108B
$276K 0.03%
+710
New +$276K
GFI icon
239
Gold Fields
GFI
$30.8B
$255K 0.03%
38,675
– –
IWP icon
240
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$250K 0.03%
3,280
-610
-16% -$46.5K
LLY icon
241
Eli Lilly
LLY
$652B
$248K 0.03%
+1,883
New +$248K
YUM icon
242
Yum! Brands
YUM
$40.1B
$244K 0.03%
2,426
– –
HPI
243
John Hancock Preferred Income Fund
HPI
$437M
$237K 0.03%
10,370
– –
GBAB
244
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$422M
$234K 0.03%
9,900
– –
TFC.PRG
245
DELISTED
Truist Financial Corporation Depositary Shares each representing 1/1,000th interest in a share of Se
TFC.PRG
$233K 0.03%
+9,147
New +$233K
NS
246
DELISTED
NuStar Energy L.P.
NS
$231K 0.03%
8,933
– –
ALP.PRQ
247
DELISTED
Alabama Power Company 5.00% Class A Preferred Stock, Cumulative, Par Value $1 Per Share (Stated Capital $25 Per Share)
ALP.PRQ
$231K 0.03%
8,530
– –
MA icon
248
Mastercard
MA
$528B
$230K 0.03%
+770
New +$230K
BPOP icon
249
Popular Inc
BPOP
$8.47B
$219K 0.03%
3,725
-90
-2% -$5.29K
HAL icon
250
Halliburton
HAL
$18.8B
$218K 0.03%
+8,923
New +$218K
8 9
10
11 12