OTA Financial Group’s Sempra 6.75% Mandatory Convertible Preferred Stock, Series B SRE.PRB Stock Holding History

OTA Financial Group’s Portfolio SRE.PRB Stock Details SRE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-12,023	Closed	-$1.43M	–	74
2019 Q4	$1.43M	Sell	12,023 -1,287	-10%	-$151K	0.96%	18
2019 Q3	$1.57M	Buy	+13,310	New	+$1.52M	1.29%	13

Other funds holding SRE.PRB

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

OTA Financial Group's SRE.PRB Position: Q1 2020 in Review

OTA Financial Group sold out of Sempra 6.75% Mandatory Convertible Preferred Stock, Series B (SRE.PRB) in Q1 2020, closing a stake of 12,023 shares — an estimated $1.43M sold.

OTA Financial Group first reported a position in SRE.PRB in Q3 2019 and held it in 2 quarters. The position peaked at $1.57M in Q3 2019. 31 funds tracked by Wall St. Rank hold SRE.PRB as of Q1 2020.

OTA Financial Group reported no remaining Sempra 6.75% Mandatory Convertible Preferred Stock, Series B position as of Q1 2020 after selling out during the quarter.
OTA Financial Group sold 12,023 Sempra 6.75% Mandatory Convertible Preferred Stock, Series B shares in Q1 2020, an estimated $1.43M.
OTA Financial Group first reported a position in Sempra 6.75% Mandatory Convertible Preferred Stock, Series B in Q3 2019 and held it in 2 quarters.
OTA Financial Group's Sempra 6.75% Mandatory Convertible Preferred Stock, Series B position peaked at $1.57M in Q3 2019.
31 funds tracked by Wall St. Rank held Sempra 6.75% Mandatory Convertible Preferred Stock, Series B as of Q1 2020.

Based on OTA Financial Group's 13F filing for Q1 2020, filed 15 Apr 2020.