OTA Financial Group’s Nuveen Preferred & Income Securities Fund JPS Stock Holding History

OTA Financial Group’s Portfolio JPS Stock Details JPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-135,452	Closed	-$1.19M	–	86
2018 Q3	$1.19M	Hold	135,452	–	–	0.49%	24
2018 Q2	$1.19M	Buy	+135,452	New	+$1.27M	0.46%	27
2016 Q2	–	Sell	-42,323	Closed	-$380K	–	92
2016 Q1	$380K	Buy	42,323 +14,945	+55%	+$133K	0.66%	37
2015 Q4	$239K	Buy	+27,378	New	+$248K	0.57%	35
2014 Q1	–	Sell	-41,053	Closed	-$334	–	118
2013 Q4	$334	Buy	+41,053	New	+$332K	0.21%	55

Other funds holding JPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

OTA Financial Group's JPS Position: Q4 2018 in Review

OTA Financial Group sold out of Nuveen Preferred & Income Securities Fund (JPS) in Q4 2018, closing a stake of 135,452 shares — an estimated $1.19M sold.

OTA Financial Group first reported a position in JPS in Q4 2013 and held it in 5 quarters. The position peaked at $1.19M in Q3 2018. 180 funds tracked by Wall St. Rank hold JPS as of Q4 2018.

OTA Financial Group reported no remaining Nuveen Preferred & Income Securities Fund position as of Q4 2018 after selling out during the quarter.
OTA Financial Group sold 135,452 Nuveen Preferred & Income Securities Fund shares in Q4 2018, an estimated $1.19M.
OTA Financial Group first reported a position in Nuveen Preferred & Income Securities Fund in Q4 2013 and held it in 5 quarters.
OTA Financial Group's Nuveen Preferred & Income Securities Fund position peaked at $1.19M in Q3 2018.
180 funds tracked by Wall St. Rank held Nuveen Preferred & Income Securities Fund as of Q4 2018.

Based on OTA Financial Group's 13F filing for Q4 2018, filed 24 Jan 2019.