O'Shaughnessy Asset Management’s Carolina Financial Corp. CARO Stock Holding History

O'Shaughnessy Asset Management’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,174	Closed	-$437K	–	1031
2017 Q3	$437K	Sell	12,174 -7,326	-38%	-$246K	0.01%	378
2017 Q2	$630K	Sell	19,500 -4,558	-19%	-$140K	0.01%	332
2017 Q1	$722K	Sell	24,058 -1,787	-7%	-$53.7K	0.02%	315
2016 Q4	$796K	Buy	25,845 +22,476	+667%	+$577K	0.02%	297
2016 Q3	$75K	Buy	3,369 +1,147	+52%	+$23.7K	﹤0.01%	649
2016 Q2	$42K	Buy	2,222 +1,910	+612%	+$34.8K	﹤0.01%	706
2016 Q1	$6K	Buy	+312	New	+$5.28K	﹤0.01%	801

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $637M AUM 39.08% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

O'Shaughnessy Asset Management's CARO Position: Q4 2017 in Review

O'Shaughnessy Asset Management sold out of Carolina Financial Corp. (CARO) in Q4 2017, closing a stake of 12,174 shares — an estimated $437K sold.

O'Shaughnessy Asset Management first reported a position in CARO in Q1 2016 and held it in 7 quarters. The position peaked at $796K in Q4 2016. 105 funds tracked by Wall St. Rank hold CARO as of Q4 2017.

O'Shaughnessy Asset Management reported no remaining Carolina Financial Corp. position as of Q4 2017 after selling out during the quarter.
O'Shaughnessy Asset Management sold 12,174 Carolina Financial Corp. shares in Q4 2017, an estimated $437K.
O'Shaughnessy Asset Management first reported a position in Carolina Financial Corp. in Q1 2016 and held it in 7 quarters.
O'Shaughnessy Asset Management's Carolina Financial Corp. position peaked at $796K in Q4 2016.
105 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q4 2017.

Based on O'Shaughnessy Asset Management's 13F filing for Q4 2017, filed 13 Feb 2018.