O'Shaughnessy Asset Management’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

O'Shaughnessy Asset Management’s Portfolio BALT Stock Details BALT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$789K	Sell	23,035 -1,041	-4%	-$35.4K	﹤0.01%	1381
2026 Q1	$806K	Buy	24,076 +6	+0%	+$202	﹤0.01%	1291
2025 Q4	$807K	Buy	24,070 +1,062	+5%	+$35.1K	﹤0.01%	1252
2025 Q3	$755K	Sell	23,008 -205	-0.9%	-$6.66K	﹤0.01%	1261
2025 Q2	$745K	Sell	23,213 -12,719	-35%	-$402K	0.01%	1175
2025 Q1	$1.13M	Buy	35,932 +748	+2%	+$23.6K	0.01%	936
2024 Q4	$1.11M	Hold	35,184	–	–	0.01%	913
2024 Q3	$1.09M	Buy	35,184 +35,101	+42,290%	+$1.06M	0.01%	873
2024 Q2	$2.49K	Buy	+83	New	+$2.44K	﹤0.01%	1903

Other funds holding BALT

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

FIA

Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RWP

Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

O'Shaughnessy Asset Management's BALT Position: Q2 2026 in Review

O'Shaughnessy Asset Management reduced its Innovator Defined Wealth Shield ETF (BALT) stake by 4.3% in Q2 2026, selling an estimated $35.4K and leaving 23,035 shares worth $789K. The position accounts for ﹤0.01% of the portfolio, ranked #1381.

O'Shaughnessy Asset Management first reported a position in BALT in Q2 2024 and has held it in 9 quarters since. The position peaked at $1.13M in Q1 2025. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

O'Shaughnessy Asset Management held 23,035 shares of Innovator Defined Wealth Shield ETF worth $789K as of Q2 2026.
O'Shaughnessy Asset Management sold 1,041 Innovator Defined Wealth Shield ETF shares in Q2 2026, an estimated $35.4K.
Innovator Defined Wealth Shield ETF made up ﹤0.01% of O'Shaughnessy Asset Management's portfolio in Q2 2026, its #1381 holding.
O'Shaughnessy Asset Management first reported a position in Innovator Defined Wealth Shield ETF in Q2 2024 and has held it in 9 quarters since.
O'Shaughnessy Asset Management's Innovator Defined Wealth Shield ETF position peaked at $1.13M in Q1 2025.
297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on O'Shaughnessy Asset Management's 13F filing for Q2 2026, filed 13 Aug 2026.