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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
126
Vanguard Small-Cap ETF
VB
$79.7B
$287K 0.13%
1,094
+160
+17% +$43.3K
GEV icon
127
GE Vernova
GEV
$254B
$285K 0.13%
326
+1
+0.3% +$780
BTI icon
128
British American Tobacco
BTI
$131B
$284K 0.13%
4,785
-136
-3% -$8.05K
DXUV
129
Dimensional US Vector Equity ETF
DXUV
$527M
$278K 0.13%
+4,680
New +$287K
DFAX icon
130
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$277K 0.13%
8,167
+14
+0.2% +$487
GSLC icon
131
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$276K 0.13%
2,205
– –
IGV icon
132
iShares Expanded Tech-Software Sector ETF
IGV
$12.3B
$268K 0.12%
+3,350
New +$297K
IVW icon
133
iShares S&P 500 Growth ETF
IVW
$72.1B
$265K 0.12%
2,342
– –
ADM icon
134
Archer Daniels Midland
ADM
$40.1B
$263K 0.12%
3,624
-535
-13% -$36.1K
VDE icon
135
Vanguard Energy ETF
VDE
$9.9B
$258K 0.12%
1,491
-115
-7% -$17.4K
PFE icon
136
Pfizer
PFE
$142B
$258K 0.12%
9,186
-1,181
-11% -$31.4K
LLY icon
137
Eli Lilly
LLY
$1.07T
$258K 0.12%
280
+3
+1% +$3.04K
VGK icon
138
Vanguard FTSE Europe ETF
VGK
$30.1B
$255K 0.12%
+3,093
New +$266K
GSIE icon
139
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
$251K 0.12%
5,823
– –
F icon
140
Ford
F
$57.6B
$249K 0.12%
21,611
-242
-1% -$3.19K
VOE icon
141
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$248K 0.12%
1,347
– –
SPMO icon
142
Invesco S&P 500 Momentum ETF
SPMO
$20.7B
$247K 0.11%
2,202
-551
-20% -$65.1K
VTEC icon
143
Vanguard California Tax-Exempt Bond ETF
VTEC
$2.8B
$243K 0.11%
2,452
+1
+0% +$101
MRK icon
144
Merck
MRK
$326B
$242K 0.11%
2,009
+22
+1% +$2.54K
EFA icon
145
iShares MSCI EAFE ETF
EFA
$76.8B
$240K 0.11%
2,476
+1,810
+272% +$181K
EBUF
146
Innovator Emerging Markets 10 Buffer ETF - Quarterly
EBUF
$40M
$239K 0.11%
8,091
-224
-3% -$6.53K
GILD icon
147
Gilead Sciences
GILD
$164B
$236K 0.11%
1,695
+18
+1% +$2.52K
VTV icon
148
Vanguard Value ETF
VTV
$189B
$233K 0.11%
1,190
– –
NFLX icon
149
Netflix
NFLX
$296B
$229K 0.11%
2,381
+26
+1% +$2.29K
JEPI icon
150
JPMorgan Equity Premium Income ETF
JEPI
$45.6B
$228K 0.11%
4,029
-2,613
-39% -$152K
4 5
6
7 8

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.