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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.77%
2 Technology 3.96%
3 Energy 2.53%
4 Consumer Discretionary 1.7%
5 Communication Services 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
1326
State Street Utilities Select Sector SPDR ETF
XLU
$22.1B
– –
-726
Closed -$31K
XLV icon
1327
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
– –
-60
Closed -$9.29K
XME icon
1328
State Street SPDR S&P Metals & Mining ETF
XME
$4.71B
– –
-6,627
Closed -$687K
XMHQ icon
1329
Invesco S&P MidCap Quality ETF
XMHQ
$5.41B
– –
-357
Closed -$36.6K
XMMO icon
1330
Invesco S&P MidCap Momentum ETF
XMMO
$7.21B
– –
-191
Closed -$26.4K
XPO icon
1331
XPO
XPO
$21.3B
– –
-8
Closed -$1.09K
XRX icon
1332
Xerox
XRX
$416M
– –
-329
Closed -$789
XSMO icon
1333
Invesco S&P SmallCap Momentum ETF
XSMO
$2.96B
– –
-989
Closed -$71.2K
XSOE icon
1334
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.11B
– –
-116
Closed -$4.53K
XT icon
1335
iShares Future Exponential Technologies ETF
XT
$3.86B
– –
-360
Closed -$25.1K
XYL icon
1336
Xylem
XYL
$24.9B
– –
-137
Closed -$18.7K
YEXT icon
1337
Yext
YEXT
$622M
– –
-81
Closed -$653
YUM icon
1338
Yum! Brands
YUM
$39.3B
– –
-9
Closed -$1.36K
Z icon
1339
Zillow
Z
$7.03B
– –
-30
Closed -$2.05K
ZBH icon
1340
Zimmer Biomet
ZBH
$17.6B
– –
-12
Closed -$1.08K
ZBRA icon
1341
Zebra Technologies
ZBRA
$16.3B
– –
-2
Closed -$486
ZG icon
1342
Zillow
ZG
$7.17B
– –
-1
Closed -$68
ZM icon
1343
Zoom
ZM
$27.9B
– –
-22
Closed -$1.9K
ZS icon
1344
Zscaler
ZS
$26.7B
– –
-6
Closed -$1.35K
ZTS icon
1345
Zoetis
ZTS
$30.1B
– –
-27
Closed -$3.4K
FLUT icon
1346
Flutter Entertainment
FLUT
$17.1B
– –
-4
Closed -$860
QQQI icon
1347
NEOS Nasdaq 100 High Income ETF
QQQI
$14.1B
– –
-739
Closed -$39.8K
DCRE icon
1348
DoubleLine Commercial Real Estate Debt ETF
DCRE
$460M
– –
-1,306
Closed -$67.8K
AHR icon
1349
American Healthcare REIT
AHR
$11.8B
– –
-318
Closed -$15K
ALAB icon
1350
Astera Labs
ALAB
$49.4B
– –
-11
Closed -$1.83K
52 53
54
55 56

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WWM
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DA
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ECM
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SOAG
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SRCM
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 82% a quarter earlier, followed by Technology and Energy.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.