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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.77%
2 Technology 3.96%
3 Energy 2.53%
4 Consumer Discretionary 1.7%
5 Communication Services 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
1301
Waste Connections
WCN
$40.1B
– –
-3
Closed -$526
WDAY icon
1302
Workday
WDAY
$44.6B
– –
-1
Closed -$215
WDC icon
1303
Western Digital
WDC
$166B
– –
-11
Closed -$1.9K
WDFC icon
1304
WD-40
WDFC
$2.67B
– –
-2
Closed -$394
WEC icon
1305
WEC Energy
WEC
$34.3B
– –
-5
Closed -$527
WELL icon
1306
Welltower
WELL
$170B
– –
-224
Closed -$41.6K
WFC icon
1307
Wells Fargo
WFC
$270B
– –
-1,649
Closed -$154K
WINA icon
1308
Winmark
WINA
$1.11B
– –
-2
Closed -$810
WING icon
1309
Wingstop
WING
$3.01B
– –
-2
Closed -$477
WLK icon
1310
Westlake Corp
WLK
$9.15B
– –
-3
Closed -$222
WMB icon
1311
Williams Companies
WMB
$89.1B
– –
-11
Closed -$661
WM icon
1312
Waste Management
WM
$85.8B
– –
-575
Closed -$126K
WMK icon
1313
Weis Markets
WMK
$1.76B
– –
-7
Closed -$449
WPC icon
1314
W.P. Carey
WPC
$15.8B
– –
-16
Closed -$1.04K
WRLD icon
1315
World Acceptance Corp
WRLD
$886M
– –
-4
Closed -$562
WSFS icon
1316
WSFS Financial
WSFS
$4.08B
– –
-9
Closed -$497
WSM icon
1317
Williams-Sonoma
WSM
$26.4B
– –
-11
Closed -$1.96K
WST icon
1318
West Pharmaceutical
WST
$24.2B
– –
-6
Closed -$1.65K
WTW icon
1319
Willis Towers Watson
WTW
$29.3B
– –
-10
Closed -$3.29K
WWD icon
1320
Woodward
WWD
$19.6B
– –
-6
Closed -$1.81K
XEL icon
1321
Xcel Energy
XEL
$47.1B
– –
-322
Closed -$23.8K
XLE icon
1322
State Street Energy Select Sector SPDR ETF
XLE
$42.7B
– –
-148
Closed -$6.6K
XLK icon
1323
State Street Technology Select Sector SPDR ETF
XLK
$121B
– –
-458
Closed -$65.9K
XLP icon
1324
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-91
Closed -$7.07K
XLRE icon
1325
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.09B
– –
-143
Closed -$5.77K
51 52
53
54 55

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DWM
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WWM
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DA
DCM Advisors New York $253M AUM 23.09% 1-Year Est. Return
FB
First Bancorp Damariscotta, Maine $253M AUM 28.68% 1-Year Est. Return
ECM
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SOAG
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SRCM
Signature Resources Capital Management Newport Beach, California $254M AUM 26.72% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 82% a quarter earlier, followed by Technology and Energy.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.