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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
1276
Vanguard Mid-Cap Growth ETF
VOT
$19B
– –
-37
Closed -$10.3K
VOX icon
1277
Vanguard Communication Services ETF
VOX
$5.6B
– –
-501
Closed -$97K
VPL icon
1278
Vanguard FTSE Pacific ETF
VPL
$8.01B
– –
-181
Closed -$16.3K
VPU
1279
Vanguard Utilities ETF
VPU
$8.73B
– –
-554
Closed -$103K
VRE
1280
DELISTED
Veris Residential
VRE
– –
-35
Closed -$524
VRSK icon
1281
Verisk Analytics
VRSK
$27.2B
– –
-6
Closed -$1.34K
VRSN icon
1282
VeriSign
VRSN
$24.9B
– –
-8
Closed -$1.94K
VRT icon
1283
Vertiv
VRT
$108B
– –
-20
Closed -$3.24K
VRTX icon
1284
Vertex Pharmaceuticals
VRTX
$122B
– –
-20
Closed -$9.07K
VSS icon
1285
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
– –
-18
Closed -$2.58K
VST icon
1286
Vistra
VST
$52.6B
– –
-61
Closed -$9.84K
VTEB icon
1287
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
– –
-3
Closed -$151
VTES icon
1288
Vanguard Short-Term Tax-Exempt Bond ETF
VTES
$2.08B
– –
-187
Closed -$19K
VTIP icon
1289
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-1,122
Closed -$55.5K
VTR icon
1290
Ventas
VTR
$48.7B
– –
-19
Closed -$1.48K
VTRS icon
1291
Viatris
VTRS
$20.5B
– –
-127
Closed -$1.58K
VTYX
1292
DELISTED
Ventyx Biosciences
VTYX
– –
-142
Closed -$1.28K
VV icon
1293
Vanguard Large-Cap ETF
VV
$51.7B
– –
-95
Closed -$29.9K
VWOB icon
1294
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
– –
-56
Closed -$3.78K
VXF icon
1295
Vanguard Extended Market ETF
VXF
$30.4B
– –
-643
Closed -$134K
VZ icon
1296
Verizon
VZ
$198B
– –
-2,141
Closed -$87.2K
W icon
1297
Wayfair
W
$12.1B
– –
-6
Closed -$602
WAB icon
1298
Wabtec
WAB
$50.1B
– –
-36
Closed -$7.68K
WAT icon
1299
Waters Corp
WAT
$36.3B
– –
-3
Closed -$1.14K
WBD icon
1300
Warner Bros
WBD
$63.5B
– –
-222
Closed -$6.4K
50 51
52
53 54

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PWA
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ACM
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JWM
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N
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SIP
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MAS
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LI
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.