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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.77%
2 Technology 3.96%
3 Energy 2.53%
4 Consumer Discretionary 1.7%
5 Communication Services 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSUS icon
101
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.32B
$428K 0.2%
4,781
-5
-0.1% -$469
VWO icon
102
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$425K 0.2%
7,864
-10
-0.1% -$560
VYM icon
103
Vanguard High Dividend Yield ETF
VYM
$82.1B
$420K 0.19%
2,835
+291
+11% +$43.8K
JNJ icon
104
Johnson & Johnson
JNJ
$642B
$411K 0.19%
1,680
+42
+3% +$9.78K
SDIV icon
105
Global X SuperDividend ETF
SDIV
$1.22B
$410K 0.19%
16,242
+1,326
+9% +$33.7K
DFUV icon
106
Dimensional US Marketwide Value ETF
DFUV
$15.6B
$383K 0.18%
7,912
– –
PFG icon
107
Principal Financial Group
PFG
$24.6B
$376K 0.17%
4,173
+205
+5% +$18.7K
PSX icon
108
Phillips 66
PSX
$103B
$375K 0.17%
2,061
+117
+6% +$18.3K
EPS icon
109
WisdomTree US LargeCap Fund
EPS
$1.64B
$359K 0.17%
5,267
+51
+1% +$3.61K
ABBV icon
110
AbbVie
ABBV
$451B
$354K 0.16%
1,627
+5
+0.3% +$1.11K
OKE icon
111
Oneok
OKE
$60.3B
$353K 0.16%
3,908
-391
-9% -$32.2K
PG icon
112
Procter & Gamble
PG
$332B
$347K 0.16%
2,400
+136
+6% +$20.6K
PM icon
113
Philip Morris
PM
$296B
$339K 0.16%
2,032
-82
-4% -$14.2K
GRNY
114
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.44B
$339K 0.16%
14,196
+2,191
+18% +$54.6K
SPSM icon
115
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.1B
$336K 0.16%
6,949
+22
+0.3% +$1.09K
DFSV
116
Dimensional US Small Cap Value ETF
DFSV
$8.3B
$329K 0.15%
9,403
+22
+0.2% +$778
T icon
117
AT&T
T
$175B
$327K 0.15%
11,283
-255
-2% -$6.81K
UPRO icon
118
ProShares UltraPro S&P 500
UPRO
$5.3B
$326K 0.15%
3,363
+309
+10% +$34.9K
XTRE icon
119
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
XTRE
$168M
$326K 0.15%
6,580
+959
+17% +$47.7K
MEAR icon
120
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
$318K 0.15%
6,323
+174
+3% +$8.78K
PEP icon
121
PepsiCo
PEP
$187B
$311K 0.14%
2,003
-44
-2% -$6.86K
AVGO icon
122
Broadcom
AVGO
$1.72T
$300K 0.14%
968
-213
-18% -$70.1K
KMI icon
123
Kinder Morgan
KMI
$68.9B
$291K 0.14%
8,687
-1,445
-14% -$45.2K
COWZ icon
124
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
$290K 0.13%
4,635
+28
+0.6% +$1.76K
V icon
125
Visa
V
$686B
$289K 0.13%
956
+24
+3% +$7.72K
3 4
5
6 7

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WWM
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DA
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SOAG
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SRCM
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 86% of assets, up from 82% a quarter earlier, followed by Technology and Energy.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.