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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
1201
TSMC
TSM
$2.07T
– –
-173
Closed -$52.7K
TSN icon
1202
Tyson Foods
TSN
$21.4B
– –
-26
Closed -$1.52K
TT icon
1203
Trane Technologies
TT
$107B
– –
-9
Closed -$3.5K
TTC icon
1204
Toro Company
TTC
$9.01B
– –
-7
Closed -$554
TTD icon
1205
Trade Desk
TTD
$8.41B
– –
-1
Closed -$38
TTE icon
1206
TotalEnergies
TTE
$187B
– –
-78
Closed -$5.1K
TTI icon
1207
TETRA Technologies
TTI
$1.14B
– –
-71
Closed -$665
TW icon
1208
Tradeweb Markets
TW
$21.7B
– –
-15
Closed -$1.61K
TWLO icon
1209
Twilio
TWLO
$29.5B
– –
-17
Closed -$2.42K
TXN icon
1210
Texas Instruments
TXN
$255B
– –
-271
Closed -$47.1K
TXS icon
1211
Texas Capital Texas Equity Index ETF
TXS
$37.6M
– –
-1,034
Closed -$36.8K
TXRH icon
1212
Texas Roadhouse
TXRH
$13.2B
– –
-6
Closed -$996
TXT icon
1213
Textron
TXT
$16.7B
– –
-15
Closed -$1.31K
TYL icon
1214
Tyler Technologies
TYL
$13B
– –
-3
Closed -$1.36K
U icon
1215
Unity
U
$13.3B
– –
-26
Closed -$1.15K
UAL icon
1216
United Airlines
UAL
$39.1B
– –
-18
Closed -$2.01K
UAPR icon
1217
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
– –
-1,840
Closed -$60.3K
UBER icon
1218
Uber
UBER
$139B
– –
-205
Closed -$16.8K
UHAL.B icon
1219
U-Haul Holding Co Series N
UHAL.B
$12.5B
– –
-23
Closed -$1.07K
UHS icon
1220
Universal Health Services
UHS
$9.64B
– –
-9
Closed -$1.96K
UI icon
1221
Ubiquiti
UI
$32.7B
– –
-20
Closed -$11.2K
UJAN icon
1222
Innovator US Equity Ultra Buffer ETF January
UJAN
$277M
– –
-744
Closed -$32.2K
UJUL icon
1223
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
– –
-839
Closed -$32.5K
UL icon
1224
Unilever
UL
$132B
– –
-244
Closed -$16K
ULTA icon
1225
Ulta Beauty
ULTA
$20.7B
– –
-3
Closed -$1.81K
47 48
49
50 51

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MWM
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PWA
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ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.