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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMD icon
1126
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
– –
-572
Closed -$33.1K
SPNT icon
1127
SiriusPoint
SPNT
$3.01B
– –
-1,888
Closed -$41.3K
SPT icon
1128
Sprout Social
SPT
$500M
– –
-50
Closed -$564
SPTI icon
1129
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-2,217
Closed -$63.9K
SPTL icon
1130
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
– –
-858
Closed -$22.7K
SPXC icon
1131
SPX Corp
SPXC
$11B
– –
-3
Closed -$600
SPYG icon
1132
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
– –
-210
Closed -$22.4K
SPYI icon
1133
NEOS S&P 500 High Income ETF
SPYI
$10.7B
– –
-701
Closed -$36.8K
SPYV icon
1134
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
– –
-1,371
Closed -$77.9K
SPYX icon
1135
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
– –
-555
Closed -$31.2K
SR icon
1136
Spire
SR
$4.87B
– –
-300
Closed -$25.1K
SRE icon
1137
Sempra
SRE
$59.7B
– –
-20
Closed -$1.77K
SRVR icon
1138
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
– –
-2,267
Closed -$65.9K
SSB icon
1139
SouthState Bank Corp
SSB
$10.2B
– –
-1
Closed -$94
SSNC icon
1140
SS&C Technologies
SSNC
$18.1B
– –
-7
Closed -$612
ST icon
1141
Sensata Technologies
ST
$6.75B
– –
-26
Closed -$866
STAG icon
1142
STAG Industrial
STAG
$7.77B
– –
-13
Closed -$479
STE icon
1143
Steris
STE
$21.3B
– –
-2
Closed -$507
STEP icon
1144
StepStone Group
STEP
$3.65B
– –
-1
Closed -$64
STEW
1145
SRH Total Return Fund
STEW
$1.76B
– –
-1,000
Closed -$18.5K
STLD icon
1146
Steel Dynamics
STLD
$36.1B
– –
-3
Closed -$510
STM icon
1147
STMicroelectronics
STM
$47.7B
– –
-365
Closed -$9.47K
STT icon
1148
State Street
STT
$50.7B
– –
-8
Closed -$1.03K
STX icon
1149
Seagate
STX
$185B
– –
-4
Closed -$1.1K
SU icon
1150
Suncor Energy
SU
$75.6B
– –
-77
Closed -$3.42K
44 45
46
47 48

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MWM
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PWA
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ACM
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JWM
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N
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SIP
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MAS
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LI
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.