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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYW icon
1101
Skywest
SKYW
$4.37B
– –
-14
Closed -$1.41K
SLAB icon
1102
Silicon Laboratories
SLAB
$7.17B
– –
-17
Closed -$2.22K
SLB icon
1103
SLB Ltd
SLB
$76.5B
– –
-366
Closed -$14.2K
SLV icon
1104
iShares Silver Trust
SLV
$28.3B
– –
-14,363
Closed -$925K
SLVM icon
1105
Sylvamo
SLVM
$1.5B
– –
-27
Closed -$1.3K
SLYG icon
1106
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
– –
-277
Closed -$26.1K
SMH icon
1107
VanEck Semiconductor ETF
SMH
$66.1B
– –
-36
Closed -$13.1K
SMMU icon
1108
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
– –
-891
Closed -$45K
SMTC icon
1109
Semtech
SMTC
$11.3B
– –
-7
Closed -$516
SNA icon
1110
Snap-on
SNA
$21.1B
– –
-12
Closed -$4.13K
SNAP icon
1111
Snap
SNAP
$7.6B
– –
-13
Closed -$105
SNOW icon
1112
Snowflake
SNOW
$94.6B
– –
-10
Closed -$2.19K
SNPS icon
1113
Synopsys
SNPS
$74.5B
– –
-17
Closed -$7.99K
SO icon
1114
Southern Company
SO
$109B
– –
-1,075
Closed -$93.7K
SOFI icon
1115
SoFi Technologies
SOFI
$21.7B
– –
-38
Closed -$995
SON icon
1116
Sonoco
SON
$5.8B
– –
-500
Closed -$21.8K
SONO icon
1117
Sonos
SONO
$1.87B
– –
-108
Closed -$1.9K
SOUN icon
1118
SoundHound AI
SOUN
$2.79B
– –
-550
Closed -$5.48K
SOXX icon
1119
iShares Semiconductor ETF
SOXX
$42.7B
– –
-135
Closed -$40.5K
SPEM icon
1120
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
– –
-467
Closed -$21.9K
SPG icon
1121
Simon Property Group
SPG
$75.1B
– –
-4
Closed -$740
SPGI icon
1122
S&P Global
SPGI
$130B
– –
-12
Closed -$6.27K
SPGM icon
1123
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
– –
-52
Closed -$3.99K
SPLV icon
1124
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-207
Closed -$14.8K
SPMB icon
1125
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.98B
– –
-1,586
Closed -$35.6K
43 44
45
46 47

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.