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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1076
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-172
Closed -$4.19K
SCHP icon
1077
Schwab US TIPS ETF
SCHP
$16.3B
– –
-418
Closed -$11.1K
SCHW
1078
Charles Schwab
SCHW
$181B
– –
-297
Closed -$29.7K
SCHX icon
1079
Schwab US Large- Cap ETF
SCHX
$71.1B
– –
-1,062
Closed -$28.6K
SCHY icon
1080
Schwab International Dividend Equity ETF
SCHY
$2.44B
– –
-1,020
Closed -$30.4K
SCHZ icon
1081
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-4,680
Closed -$109K
SCZ icon
1082
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
– –
-96
Closed -$7.48K
SDHC icon
1083
Smith Douglas Homes
SDHC
$125M
– –
-28
Closed -$470
SDRL icon
1084
Seadrill
SDRL
$2.69B
– –
-17
Closed -$588
SDVY icon
1085
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.5B
– –
-136
Closed -$5.22K
SDY icon
1086
State Street SPDR S&P Dividend ETF
SDY
$22B
– –
-10
Closed -$1.39K
SEE
1087
DELISTED
Sealed Air
SEE
– –
-2
Closed -$83
SEIC icon
1088
SEI Investments
SEIC
$12.2B
– –
-72
Closed -$5.94K
SENEA icon
1089
Seneca Foods Class A
SENEA
$1.13B
– –
-9
Closed -$996
SFBS
1090
ServisFirst Bancshares
SFBS
$4.82B
– –
-1
Closed -$72
SFM icon
1091
Sprouts Farmers Market
SFM
$7.23B
– –
-7
Closed -$558
SGOV icon
1092
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
– –
-1,285
Closed -$129K
SHAK icon
1093
Shake Shack
SHAK
$2.48B
– –
-6
Closed -$487
SHEL icon
1094
Shell
SHEL
$239B
– –
-95
Closed -$6.98K
SHOP icon
1095
Shopify
SHOP
$165B
– –
-65
Closed -$10.5K
SHW icon
1096
Sherwin-Williams
SHW
$80.7B
– –
-8
Closed -$2.59K
SHY icon
1097
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-1,021
Closed -$84.6K
SIGA icon
1098
SIGA Technologies
SIGA
$222M
– –
-81
Closed -$495
SILJ icon
1099
Amplify Junior Silver Miners ETF
SILJ
$3.29B
– –
-8
Closed -$221
SITM icon
1100
SiTime
SITM
$15.7B
– –
-1
Closed -$353
42 43
44
45 46

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PWA
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ACM
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JWM
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N
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MAS
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LI
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TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.