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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDEC
76
Innovator U.S. Small Cap Power Buffer ETF - December
KDEC
$72.2M
$691K 0.32%
26,904
-3,220
-11% -$84.2K
QQQM icon
77
Invesco NASDAQ 100 ETF
QQQM
$96.1B
$687K 0.32%
2,893
-4,331
-60% -$1.08M
DFLV icon
78
Dimensional US Large Cap Value ETF
DFLV
$6.69B
$661K 0.31%
18,500
– –
PKW icon
79
Invesco BuyBack Achievers ETF
PKW
$1.69B
$652K 0.3%
4,968
+7
+0.1% +$950
CVX icon
80
Chevron
CVX
$388B
$652K 0.3%
3,149
+77
+3% +$14K
SCHD icon
81
Schwab US Dividend Equity ETF
SCHD
$102B
$589K 0.27%
19,197
+104
+0.5% +$3.15K
IEFA icon
82
iShares Core MSCI EAFE ETF
IEFA
$186B
$546K 0.25%
6,031
-51,232
-89% -$4.78M
WMT icon
83
Walmart Inc
WMT
$871B
$544K 0.25%
4,369
-323
-7% -$39.7K
SRLN icon
84
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$527K 0.24%
13,127
+467
+4% +$19K
ET icon
85
Energy Transfer Partners
ET
$70.1B
$516K 0.24%
26,718
+444
+2% +$8.13K
KO icon
86
Coca-Cola
KO
$354B
$513K 0.24%
6,721
+70
+1% +$5.29K
TSLA icon
87
Tesla
TSLA
$1.24T
$512K 0.24%
1,377
-30
-2% -$12.4K
IVV icon
88
iShares Core S&P 500 ETF
IVV
$869B
$508K 0.24%
778
+1
+0.1% +$683
VT icon
89
Vanguard Total World Stock ETF
VT
$76.3B
$500K 0.23%
3,616
+8
+0.2% +$1.15K
MCD icon
90
McDonald's
MCD
$188B
$500K 0.23%
1,608
– –
JMUB icon
91
JPMorgan Municipal ETF
JMUB
$8.19B
$495K 0.23%
9,894
+1,550
+19% +$78.6K
VNQ icon
92
Vanguard Real Estate ETF
VNQ
$39.9B
$488K 0.23%
5,504
-71
-1% -$6.51K
SPHQ icon
93
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$484K 0.22%
6,439
+16
+0.2% +$1.24K
ETHW
94
Bitwise Ethereum ETF
ETHW
$195M
$475K 0.22%
31,669
+4,286
+16% +$73.5K
SPTS icon
95
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$472K 0.22%
16,161
-6,929
-30% -$203K
GE icon
96
GE Aerospace
GE
$367B
$469K 0.22%
1,652
+5
+0.3% +$1.57K
AXP icon
97
American Express
AXP
$223B
$457K 0.21%
1,512
-5
-0.3% -$1.68K
CAT icon
98
Caterpillar
CAT
$409B
$454K 0.21%
641
+2
+0.3% +$1.39K
EMBD icon
99
Global X Emerging Markets Bond ETF
EMBD
$249M
$447K 0.21%
19,068
-125
-0.7% -$2.99K
HD icon
100
Home Depot
HD
$332B
$434K 0.2%
1,319
-441
-25% -$161K
2 3
4
5 6

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MWM
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PWA
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ACM
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JWM
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N
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SIP
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MAS
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LI
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.