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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYC icon
951
Paycom
PAYC
$7.05B
– –
-4
Closed -$637
PAYX icon
952
Paychex
PAYX
$41.1B
– –
-1,284
Closed -$144K
PBFS icon
953
Pioneer Bancorp
PBFS
$450M
– –
-40
Closed -$539
PBW icon
954
Invesco WilderHill Clean Energy ETF
PBW
$409M
– –
-60
Closed -$1.83K
PCAR icon
955
PACCAR
PCAR
$70.2B
– –
-3
Closed -$333
PCG icon
956
PG&E
PCG
$38.8B
– –
-1,030
Closed -$16.6K
PCOR icon
957
Procore
PCOR
$7.03B
– –
-9
Closed -$655
PCTY icon
958
Paylocity
PCTY
$6.97B
– –
-3
Closed -$458
PD icon
959
PagerDuty
PD
$753M
– –
-42
Closed -$551
PDBA icon
960
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$307M
– –
-150
Closed -$5.1K
PDBC icon
961
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
– –
-1,138
Closed -$15.1K
PDM
962
Piedmont Realty Trust
PDM
$1.22B
– –
-135
Closed -$1.13K
PEG icon
963
Public Service Enterprise Group
PEG
$39.5B
– –
-28
Closed -$2.25K
PEGA icon
964
Pegasystems
PEGA
$4.7B
– –
-33
Closed -$1.97K
PEPG icon
965
PepGen
PEPG
$131M
– –
-108
Closed -$703
PFF icon
966
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-855
Closed -$26.5K
PFGC icon
967
Performance Food Group
PFGC
$18B
– –
-10
Closed -$899
PFSI icon
968
PennyMac Financial
PFSI
$4.39B
– –
-5
Closed -$659
PGR icon
969
Progressive
PGR
$125B
– –
-26
Closed -$5.92K
PGX icon
970
Invesco Preferred ETF
PGX
$3.81B
– –
-1,435
Closed -$16.1K
PH icon
971
Parker-Hannifin
PH
$124B
– –
-12
Closed -$10.5K
PHM icon
972
Pultegroup
PHM
$24.9B
– –
-4
Closed -$470
PINS icon
973
Pinterest
PINS
$13.2B
– –
-57
Closed -$1.48K
PIPR icon
974
Piper Sandler
PIPR
$5.15B
– –
-44
Closed -$3.74K
PJAN icon
975
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
– –
-2,351
Closed -$111K
37 38
39
40 41

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MWM
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PWA
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ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return
TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.