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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
751
Jefferies Financial Group
JEF
$13.2B
– –
-10
Closed -$620
JHG
752
DELISTED
Janus Henderson
JHG
– –
-12
Closed -$571
JHMM icon
753
John Hancock Multifactor Mid Cap ETF
JHMM
$5.96B
– –
-51
Closed -$3.34K
JKHY icon
754
Jack Henry & Associates
JKHY
$11.2B
– –
-612
Closed -$112K
JLL icon
755
Jones Lang LaSalle
JLL
$15.9B
– –
-7
Closed -$2.35K
JMHI icon
756
JPMorgan High Yield Municipal ETF
JMHI
$279M
– –
-803
Closed -$40.5K
JNK icon
757
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
– –
-49
Closed -$4.76K
JOUT icon
758
Johnson Outdoors
JOUT
$501M
– –
-12
Closed -$509
JPIB icon
759
JPMorgan International Bond Opportunities ETF
JPIB
$2.1B
– –
-2,874
Closed -$140K
JPM icon
760
JPMorgan Chase
JPM
$948B
– –
-797
Closed -$257K
JXN icon
761
Jackson Financial
JXN
$8.56B
– –
-392
Closed -$41.8K
KD icon
762
Kyndryl
KD
$2.94B
– –
-79
Closed -$2.1K
KDP icon
763
Keurig Dr Pepper
KDP
$42.2B
– –
-9
Closed -$252
KEY icon
764
KeyCorp
KEY
$24.2B
– –
-4
Closed -$83
KEYS icon
765
Keysight
KEYS
$52.4B
– –
-16
Closed -$3.25K
KHC icon
766
Kraft Heinz
KHC
$32.3B
– –
-2,317
Closed -$56.2K
KKR icon
767
KKR & Co
KKR
$92B
– –
-1
Closed -$127
KLAC icon
768
KLA
KLAC
$253B
– –
-50
Closed -$6.08K
KLIC icon
769
Kulicke & Soffa
KLIC
$4.77B
– –
-4
Closed -$183
KMB icon
770
Kimberly-Clark
KMB
$37.7B
– –
-696
Closed -$70.3K
KMT icon
771
Kennametal
KMT
$2.7B
– –
-27
Closed -$767
KMX icon
772
CarMax
KMX
$8.36B
– –
-221
Closed -$8.54K
KN icon
773
Knowles
KN
$3.1B
– –
-38
Closed -$814
KNSA icon
774
Kiniksa Pharmaceuticals
KNSA
$6.13B
– –
-18
Closed -$743
KOMP icon
775
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.6B
– –
-322
Closed -$19.2K
29 30
31
32 33

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return
TSM
Two Star Manager Miami Beach, Florida $254M AUM 3.61% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.