We are live on ! Find out more
OC

Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIN
51
State Street US Equity Premium Income ETF
SPIN
$45.2M
$1.12M 0.52%
36,720
+6,974
+23% +$223K
MSFT icon
52
Microsoft
MSFT
$2.84T
$1.1M 0.51%
2,969
+105
+4% +$43.9K
VEA icon
53
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.07M 0.5%
16,732
-2,608
-13% -$172K
FFIV icon
54
F5
FFIV
$22.1B
$1.02M 0.48%
3,542
– –
ZFEB
55
Innovator Equity Defined Protection ETF - 1 Yr February
ZFEB
$155M
$948K 0.44%
37,324
+659
+2% +$16.8K
HYLB icon
56
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$943K 0.44%
26,079
+46
+0.2% +$1.69K
BND icon
57
Vanguard Total Bond Market
BND
$157B
$930K 0.43%
12,630
+260
+2% +$19.3K
BKLN icon
58
Invesco Senior Loan ETF
BKLN
$6.97B
$930K 0.43%
45,564
-352
-0.8% -$7.27K
BRK.B icon
59
Berkshire Hathaway Class B
BRK.B
$1.07T
$922K 0.43%
1,925
+328
+21% +$161K
META icon
60
Meta Platforms (Facebook)
META
$1.51T
$897K 0.42%
1,568
+8
+0.5% +$5.13K
COST icon
61
Costco
COST
$415B
$890K 0.41%
893
-303
-25% -$295K
JEPQ icon
62
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$857K 0.4%
15,428
+1,113
+8% +$64.4K
SCHA icon
63
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$824K 0.38%
28,344
+5
+0% +$150
GDMN icon
64
WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
GDMN
$142M
$824K 0.38%
8,143
+192
+2% +$22K
AMD icon
65
Advanced Micro Devices
AMD
$851B
$823K 0.38%
4,044
+105
+3% +$22.4K
NVDA icon
66
NVIDIA
NVDA
$5.01T
$811K 0.38%
4,649
+247
+6% +$45.3K
DFAE icon
67
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$796K 0.37%
23,513
+2,554
+12% +$89.3K
EVMO
68
Eaton Vance Mortgage Opportunities ETF
EVMO
$866M
$794K 0.37%
15,782
-159
-1% -$8.08K
SCHG icon
69
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$781K 0.36%
26,819
+5,009
+23% +$156K
RTX icon
70
RTX Corp
RTX
$287B
$752K 0.35%
3,899
+16
+0.4% +$3.18K
CGDV icon
71
Capital Group Dividend Value ETF
CGDV
$37.1B
$749K 0.35%
+17,573
New +$781K
BITQ icon
72
Bitwise Crypto Industry Innovators ETF
BITQ
$385M
$735K 0.34%
38,981
-3,011
-7% -$62.7K
DFAU icon
73
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$733K 0.34%
16,245
-809
-5% -$38K
QDPL icon
74
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$718K 0.33%
17,824
+501
+3% +$21.1K
NLR icon
75
VanEck Uranium + Nuclear Energy ETF
NLR
$3.87B
$709K 0.33%
5,324
+4,584
+619% +$655K
1 2
3
4 5

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.