We are live on ! Find out more
OC

Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
26
Schwab US Broad Market ETF
SCHB
$42.8B
$2.59M 1.2%
103,050
+1,899
+2% +$49.8K
BUFB icon
27
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$2.42M 1.13%
67,484
+6,463
+11% +$237K
DDWM icon
28
WisdomTree Dynamic International Equity Fund
DDWM
$1.46B
$2.38M 1.1%
53,850
-1,726
-3% -$78.1K
IGIB icon
29
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$2.29M 1.06%
42,998
+1,779
+4% +$95.7K
VBR icon
30
Vanguard Small-Cap Value ETF
VBR
$37.1B
$2.24M 1.04%
10,288
+337
+3% +$75.3K
IBUF
31
Innovator International Developed 10 Buffer ETF - Quarterly
IBUF
$109M
$2.17M 1.01%
73,435
-447
-0.6% -$13.2K
USFR icon
32
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$2.15M 1%
42,783
-6,043
-12% -$305K
GDE icon
33
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
$430M
$2.14M 0.99%
34,036
+645
+2% +$43.8K
AAAU icon
34
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$2.14M 0.99%
46,273
-4,059
-8% -$195K
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$3.91T
$2.09M 0.97%
7,268
-342
-4% -$107K
PSFF icon
36
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$1.99M 0.92%
62,110
-637
-1% -$20.6K
AMZN icon
37
Amazon
AMZN
$2.5T
$1.96M 0.91%
9,402
+684
+8% +$151K
IWM icon
38
iShares Russell 2000 ETF
IWM
$79.8B
$1.83M 0.85%
7,371
-699
-9% -$180K
VTWO icon
39
Vanguard Russell 2000 ETF
VTWO
$17.3B
$1.73M 0.8%
17,300
+1,124
+7% +$117K
VUG icon
40
Vanguard Growth ETF
VUG
$216B
$1.65M 0.77%
22,650
+1,200
+6% +$93.4K
VO icon
41
Vanguard Mid-Cap ETF
VO
$106B
$1.59M 0.74%
22,196
+2,484
+13% +$185K
VXX icon
42
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
$1.5M 0.7%
42,138
+38,901
+1,202% +$1.16M
QBUF
43
Innovator Nasdaq-100 10 Buffer ETF Quarterly
QBUF
$162M
$1.49M 0.69%
51,180
– –
AAPL icon
44
Apple
AAPL
$4.89T
$1.47M 0.68%
5,805
-185
-3% -$48.1K
ORCL icon
45
Oracle
ORCL
$331B
$1.46M 0.68%
9,955
+268
+3% +$43.6K
IBND icon
46
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$1.44M 0.67%
46,335
-1,735
-4% -$55.5K
EES icon
47
WisdomTree US SmallCap Earnings Fund
EES
$716M
$1.41M 0.65%
24,245
+5
+0% +$296
PLTR icon
48
Palantir
PLTR
$295B
$1.34M 0.62%
9,135
-8
-0.1% -$1.22K
VUSB icon
49
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$1.23M 0.57%
+24,772
New +$1.24M
SPYD icon
50
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$1.23M 0.57%
27,046
+9,923
+58% +$456K
1
2
3 4 5

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.