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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
276
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-664
Closed -$60.7K
BIIB icon
277
Biogen
BIIB
$29.5B
– –
-25
Closed -$4.4K
BINC icon
278
BlackRock Flexible Income ETF
BINC
$16.1B
– –
-512
Closed -$27K
BIO icon
279
Bio-Rad Laboratories Class A
BIO
$8.47B
– –
-2
Closed -$606
BIV icon
280
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-1,620
Closed -$126K
BJ icon
281
BJs Wholesale Club
BJ
$12.1B
– –
-1
Closed -$90
BNY
282
Bank of New York Mellon
BNY
$107B
– –
-20
Closed -$2.32K
BKE icon
283
Buckle
BKE
$2.25B
– –
-9
Closed -$481
BKH icon
284
Black Hills Corp
BKH
$5.68B
– –
-9
Closed -$625
BKLC icon
285
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.43B
– –
-315
Closed -$13.8K
BKNG icon
286
Booking.com
BKNG
$145B
– –
-225
Closed -$48.2K
BKR icon
287
Baker Hughes
BKR
$60.1B
– –
-2
Closed -$91
BKT icon
288
BlackRock Income Trust
BKT
$331M
– –
-902
Closed -$9.96K
BKU icon
289
Bankunited
BKU
$3.36B
– –
-17
Closed -$758
BL icon
290
BlackLine
BL
$1.8B
– –
-11
Closed -$608
BLK icon
291
Blackrock
BLK
$165B
– –
-12
Closed -$12.8K
BLKB icon
292
Blackbaud
BLKB
$1.59B
– –
-9
Closed -$570
BLV icon
293
Vanguard Long-Term Bond ETF
BLV
$5.78B
– –
-189
Closed -$13.1K
BMAR icon
294
Innovator US Equity Buffer ETF March
BMAR
$249M
– –
-700
Closed -$37.1K
BMI icon
295
Badger Meter
BMI
$3.71B
– –
-3
Closed -$523
BMY icon
296
Bristol-Myers Squibb
BMY
$128B
– –
-340
Closed -$18.3K
BNDX icon
297
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-3,817
Closed -$184K
BNL icon
298
Broadstone Net Lease
BNL
$4.29B
– –
-34
Closed -$600
BOX icon
299
Box
BOX
$4.18B
– –
-55
Closed -$1.65K
BRC icon
300
Brady Corp
BRC
$4.54B
– –
-16
Closed -$1.25K
10 11
12
13 14

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MWM
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PWA
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ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.