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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVPT icon
251
AvePoint
AVPT
$2.72B
– –
-38
Closed -$528
AVUV icon
252
Avantis US Small Cap Value ETF
AVUV
$30.3B
– –
-112
Closed -$11.4K
AWK icon
253
American Water Works
AWK
$26.3B
– –
-4
Closed -$522
AX icon
254
Axos Financial
AX
$5.45B
– –
-6
Closed -$517
AXON
255
Axon Enterprise
AXON
$42.4B
– –
-1
Closed -$568
AXTA icon
256
Axalta
AXTA
$7.22B
– –
-17
Closed -$549
AYI icon
257
Acuity Brands
AYI
$10.1B
– –
-5
Closed -$1.8K
AZN icon
258
AstraZeneca
AZN
$263B
– –
-44
Closed -$8.09K
AZO icon
259
AutoZone
AZO
$50.2B
– –
-1
Closed -$3.39K
BA icon
260
Boeing
BA
$167B
– –
-1,829
Closed -$397K
BABA icon
261
Alibaba
BABA
$276B
– –
-125
Closed -$18.3K
BAC icon
262
Bank of America
BAC
$436B
– –
-3,744
Closed -$206K
BAH icon
263
Booz Allen Hamilton
BAH
$8.59B
– –
-115
Closed -$9.67K
BAPR icon
264
Innovator US Equity Buffer ETF April
BAPR
$404M
– –
-600
Closed -$28.8K
BBIO icon
265
BridgeBio Pharma
BBIO
$16.5B
– –
-15
Closed -$1.15K
BBY icon
266
Best Buy
BBY
$18.6B
– –
-19
Closed -$1.29K
BC icon
267
Brunswick
BC
$5.24B
– –
-2
Closed -$148
BDC icon
268
Belden
BDC
$4.12B
– –
-1
Closed -$117
BDJ icon
269
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
– –
-3,662
Closed -$34.7K
BDX icon
270
Becton Dickinson
BDX
$43.8B
– –
-7
Closed -$1.36K
BE icon
271
Bloom Energy
BE
$53.5B
– –
-4
Closed -$348
BFAM icon
272
Bright Horizons
BFAM
$4.1B
– –
-5
Closed -$507
BFEB icon
273
Innovator US Equity Buffer ETF February
BFEB
$252M
– –
-500
Closed -$24.3K
BG icon
274
Bunge Global
BG
$22.8B
– –
-106
Closed -$9.41K
BHP icon
275
BHP
BHP
$213B
– –
-278
Closed -$16.8K
9 10
11
12 13

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.