We are live on ! Find out more
OC

Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTV icon
226
Aptiv
APTV
$12.2B
– –
-18
Closed -$1.37K
AR icon
227
Antero Resources
AR
$10.5B
– –
-32
Closed -$1.1K
ARES icon
228
Ares Management
ARES
$28.8B
– –
-1
Closed -$162
ARKF icon
229
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
– –
-2,255
Closed -$107K
ARKK icon
230
ARK Innovation ETF
ARKK
$5.74B
– –
-30
Closed -$2.31K
ARKQ icon
231
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
– –
-10
Closed -$1.15K
ARKW icon
232
ARK Web x.0 ETF
ARKW
$1.65B
– –
-20
Closed -$2.96K
ARKX icon
233
ARK Space & Defense Innovation ETF
ARKX
$796M
– –
-192
Closed -$5.56K
AROC icon
234
Archrock
AROC
$6.26B
– –
-26
Closed -$677
ARRY icon
235
Array Technologies
ARRY
$848M
– –
-3,850
Closed -$35.5K
ARW icon
236
Arrow Electronics
ARW
$10.9B
– –
-8
Closed -$881
EFOR
237
Everforth Inc
EFOR
$884M
– –
-11
Closed -$530
ASML icon
238
ASML
ASML
$636B
– –
-50
Closed -$53.5K
ASST icon
239
Strive Inc
ASST
$1.02B
– –
-7
Closed -$110
ASTS icon
240
AST SpaceMobile
ASTS
$17.4B
– –
-135
Closed -$9.8K
ATEN icon
241
A10 Networks
ATEN
$2.41B
– –
-33
Closed -$584
ATI icon
242
ATI
ATI
$26.3B
– –
-4
Closed -$459
ATNI icon
243
ATN International
ATNI
$364M
– –
-23
Closed -$531
ATO icon
244
Atmos Energy
ATO
$29.7B
– –
-6
Closed -$1.01K
ATR icon
245
AptarGroup
ATR
$8.51B
– –
-4
Closed -$488
AUB icon
246
Atlantic Union Bankshares
AUB
$5.98B
– –
-3
Closed -$106
AVAV icon
247
AeroVironment
AVAV
$7.81B
– –
-2
Closed -$484
AVB icon
248
AvalonBay Communities
AVB
$26.8B
– –
-715
Closed -$130K
AVDV icon
249
Avantis International Small Cap Value ETF
AVDV
$18.9B
– –
-153
Closed -$14.4K
AVEM icon
250
Avantis Emerging Markets Equity ETF
AVEM
$25.4B
– –
-159
Closed -$12.2K
8 9
10
11 12

Similar funds

MWM
MorganRosel Wealth Management Highlands Ranch, Colorado $254M AUM 18.87% 1-Year Est. Return
PWA
Phoenix Wealth Advisors Chapel Hill, North Carolina $253M AUM 17.97% 1-Year Est. Return
ACM
Avos Capital Management Seattle, Washington $253M AUM 13.56% 1-Year Est. Return
JWM
Jupiter Wealth Management Glendale, Colorado $253M AUM 32.44% 1-Year Est. Return
N
Naspers South Africa $253M AUM 25.32% 1-Year Est. Return
SIP
Sellwood Investment Partners Portland, Oregon $254M AUM 11.77% 1-Year Est. Return
MAS
Madden Advisory Services Jacksonville, Florida $254M AUM 15.17% 1-Year Est. Return
LI
LHM Inc Sandy, Utah $254M AUM 13.16% 1-Year Est. Return

Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.