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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BZ
1526
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-10,099
Closed -$127K
OPTR
1527
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-33,000
Closed -$415K
RUE
1528
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-27,522
Closed -$1.11M
CXPO
1529
DELISTED
Crimson Exploration Inc. New Common Stock
CXPO
– –
-73,500
Closed -$221K
ONXX
1530
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-12,986
Closed -$1.62M
CLP
1531
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-20,409
Closed -$459K
SFD
1532
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-18,430
Closed –
LPR
1533
DELISTED
LONE PINE RES INC
LPR
– –
-15,000
Closed –
HAV
1534
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
– –
-55,840
Closed -$475K
CKH
1535
DELISTED
Seacor Holdings Inc.
CKH
– –
-9,933
Closed -$869K
GFA
1536
DELISTED
Gafisa S.A.
GFA
– –
-4,755
Closed -$206K
SGF
1537
DELISTED
Aberdeen Singapore Fund
SGF
– –
-32,962
Closed -$431K
SCTY
1538
DELISTED
SolarCity Corporation
SCTY
– –
-7,314
Closed -$253K
MPG
1539
DELISTED
MPG OFFICE TRUST, INC COM
MPG
– –
-16,700
Closed -$52K
RHT
1540
DELISTED
Red Hat Inc
RHT
– –
-8,084
Closed -$373K
AMCC
1541
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-15,050
Closed -$194K
58 59 60 61
62

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.