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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWM
1226
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$191K 0.01%
10,542
-3,787
-26% -$79.3K
GEQ
1227
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$189K 0.01%
10,000
– –
CHW
1228
Calamos Global Dynamic Income Fund
CHW
$545M
$188K 0.01%
20,966
-14,617
-41% -$128K
HL icon
1229
Hecla Mining
HL
$11.3B
$188K 0.01%
60,961
+33,461
+122% +$101K
BBF
1230
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$188K 0.01%
15,100
+2,000
+15% +$25K
ASIA
1231
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$186K 0.01%
+15,550
New +$182K
NTP
1232
DELISTED
Nam Tai Property Inc.
NTP
$186K 0.01%
+26,000
New +$197K
NZF icon
1233
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$184K 0.01%
+14,938
New +$184K
VKQ icon
1234
Invesco Municipal Trust
VKQ
$551M
$184K 0.01%
+15,854
New +$182K
SMFG icon
1235
Sumitomo Mitsui Financial
SMFG
$164B
$182K 0.01%
17,312
– –
NZH
1236
DELISTED
Nuveen Calif Div
NZH
$182K 0.01%
+15,986
New +$182K
APAGF
1237
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$182K 0.01%
11,695
+600
+5% +$9.34K
KFN
1238
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$181K 0.01%
14,800
-29,836
-67% -$306K
ACCL
1239
DELISTED
Accelrys Inc
ACCL
$181K 0.01%
18,981
-2,340
-11% -$22K
BHK icon
1240
BlackRock Core Bond Trust
BHK
$667M
$180K 0.01%
+14,000
New +$180K
CQB
1241
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$180K 0.01%
15,381
-12,436
-45% -$137K
CEVA icon
1242
CEVA Inc
CEVA
$1.08B
$178K 0.01%
+11,700
New +$176K
PACD
1243
DELISTED
Pacific Drilling S A
PACD
$178K 0.01%
+1,550
New +$177K
FIO
1244
DELISTED
FUSION-IO INC COM
FIO
$175K 0.01%
+19,662
New +$213K
EMD
1245
DELISTED
Western Asset Emerging Markets
EMD
$174K 0.01%
14,664
-2,130
-13% -$25.8K
FRA icon
1246
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$173K 0.01%
11,833
+300
+3% +$4.37K
SOIL
1247
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$173K 0.01%
15,152
-2,224
-13% -$25.8K
DRCO
1248
DELISTED
DYNAMICS RESEARCH CORP
DRCO
$172K 0.01%
+15,000
New +$116K
GFF icon
1249
Griffon
GFF
$4.86B
$169K 0.01%
12,801
+1
+0% +$13
HBAN icon
1250
Huntington Bancshares
HBAN
$35.5B
$169K 0.01%
17,542
-2,511
-13% -$22.6K
48 49
50
51 52

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.