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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HASI icon
101
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.18B
$10.5M 0.22%
166,248
-6,263
-4% -$320K
EEM icon
102
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$10.4M 0.22%
201,810
+41,024
+26% +$1.97M
XLK icon
103
State Street Technology Select Sector SPDR ETF
XLK
$122B
$10.4M 0.22%
159,724
-3,888
-2% -$237K
XBI icon
104
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$10.3M 0.22%
72,935
-9,437
-11% -$1.21M
SOXX icon
105
iShares Semiconductor ETF
SOXX
$44.8B
$10.2M 0.21%
80,322
+1,281
+2% +$147K
ENB icon
106
Enbridge
ENB
$112B
$10.1M 0.21%
315,663
+1,463
+0.5% +$44.5K
MCD icon
107
McDonald's
MCD
$194B
$10M 0.21%
46,707
+5,631
+14% +$1.22M
AGNT
108
AGNT Inc
AGNT
$715M
$9.95M 0.21%
+315,340
New +$8.7M
RTX icon
109
RTX Corp
RTX
$302B
$9.87M 0.21%
138,051
-15,211
-10% -$1,000K
VUG icon
110
Vanguard Morningstar Growth ETF
VUG
$230B
$9.87M 0.21%
233,664
+876
+0.4% +$35K
AVGO icon
111
Broadcom
AVGO
$2.01T
$9.82M 0.21%
224,250
+9,910
+5% +$386K
ABT icon
112
Abbott
ABT
$188B
$9.75M 0.21%
89,059
-735
-0.8% -$79.9K
DUK icon
113
Duke Energy
DUK
$94.5B
$9.69M 0.2%
105,859
+2,645
+3% +$245K
UPS icon
114
United Parcel Service
UPS
$89.1B
$9.59M 0.2%
56,939
+9,008
+19% +$1.52M
CG icon
115
Carlyle Group
CG
$17.2B
$9.53M 0.2%
303,079
+40,893
+16% +$1.15M
VCIT icon
116
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$9.23M 0.19%
95,065
-13,154
-12% -$1.27M
BX icon
117
Blackstone
BX
$113B
$9.16M 0.19%
141,352
+9,314
+7% +$542K
CNI icon
118
Canadian National Railway
CNI
$75.7B
$8.85M 0.19%
80,527
+1,883
+2% +$203K
PENN icon
119
PENN Entertainment
PENN
$2.53B
$8.65M 0.18%
100,203
-5,191
-5% -$370K
SNPS icon
120
Synopsys
SNPS
$78.8B
$8.53M 0.18%
32,893
-3,186
-9% -$735K
TGT icon
121
Target
TGT
$69B
$8.47M 0.18%
47,988
+2,836
+6% +$473K
STIP icon
122
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$8.46M 0.18%
81,009
+1,508
+2% +$156K
CAT icon
123
Caterpillar
CAT
$385B
$8.45M 0.18%
46,426
+6,433
+16% +$1.09M
MMM icon
124
3M
MMM
$93.9B
$8.44M 0.18%
57,720
+15,647
+37% +$2.22M
RSP icon
125
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$8.41M 0.18%
65,945
-5,873
-8% -$699K
3 4
5
6 7

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RCM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.