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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QNST icon
1051
QuinStreet
QNST
$1.24B
$269K 0.01%
31,000
-3,150
-9% -$27.9K
HSBC.PRA
1052
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$269K 0.01%
10,900
-4,800
-31% -$119K
TEX icon
1053
Terex
TEX
$7.57B
$268K 0.01%
6,400
-1,100
-15% -$39.9K
FCRD
1054
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$268K 0.01%
16,241
-2,297
-12% -$37.4K
SODA
1055
DELISTED
SodaStream International Ltd
SODA
$268K 0.01%
+5,397
New +$307K
OA
1056
DELISTED
Orbital ATK, Inc.
OA
$268K 0.01%
+2,208
New +$249K
DOG
1057
ProShares Short Dow30
DOG
$87M
$267K 0.01%
+2,553
New +$282K
VSH icon
1058
Vishay Intertechnology
VSH
$5.18B
$267K 0.01%
20,100
-1,000
-5% -$12.7K
EVRY
1059
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
$267K 0.01%
32,189
-175,587
-85% -$1.58M
RAIL icon
1060
FreightCar America
RAIL
$261M
$266K 0.01%
10,000
– –
VDC icon
1061
Vanguard Consumer Staples ETF
VDC
$7.93B
$266K 0.01%
+2,420
New +$265K
CNC icon
1062
Centene
CNC
$32.8B
$265K 0.01%
17,960
+1,040
+6% +$15.6K
IEZ icon
1063
iShares US Oil Equipment & Services ETF
IEZ
$380M
$265K 0.01%
+4,083
New +$265K
UDR icon
1064
UDR
UDR
$12.1B
$265K 0.01%
+11,333
New +$272K
JQC icon
1065
Nuveen Credit Strategies Income Fund
JQC
$711M
$264K 0.01%
27,129
-2,510
-8% -$23.6K
WAFD icon
1066
WaFd
WAFD
$2.74B
$264K 0.01%
+11,349
New +$258K
USA icon
1067
Liberty All-Star Equity Fund
USA
$1.86B
$263K 0.01%
44,153
-8
-0% -$46
AF
1068
DELISTED
Astoria Financial Corporation
AF
$263K 0.01%
19,000
– –
RNF
1069
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$261K 0.01%
14,822
+391
+3% +$8.47K
RRX icon
1070
Regal Rexnord
RRX
$11.7B
$260K 0.01%
3,525
-24
-0.7% -$1.74K
SLM icon
1071
SLM Corp
SLM
$5.11B
$260K 0.01%
+27,734
New +$255K
KED
1072
DELISTED
Kayne Anderson Energy
KED
$260K 0.01%
9,297
+200
+2% +$5.67K
BTO
1073
John Hancock Financial Opportunities Fund
BTO
$792M
$259K 0.01%
10,988
-2,520
-19% -$56.3K
UAA icon
1074
Under Armour
UAA
$2.4B
$259K 0.01%
11,880
+888
+8% +$18.2K
DHC
1075
Diversified Healthcare Trust
DHC
$2.03B
$258K 0.01%
11,732
-1,804
-13% -$41.8K
41 42
43
44 45

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PVI
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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.