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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCR
1026
DELISTED
OMNICARE INC
OCR
$286K 0.01%
+4,741
New +$272K
AEGN
1027
DELISTED
Aegion Corp
AEGN
$285K 0.01%
13,000
-7,400
-36% -$161K
HUB.B
1028
DELISTED
HUBBELL INC CL-B
HUB.B
$285K 0.01%
2,622
-1
-0% -$107
XLB icon
1029
State Street Materials Select Sector SPDR ETF
XLB
$8.67B
$284K 0.01%
12,294
-704
-5% -$15.5K
FIF
1030
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$284K 0.01%
13,650
-4,500
-25% -$95.6K
JMI
1031
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$283K 0.01%
20,300
-8,527
-30% -$104K
GGN
1032
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$282K 0.01%
31,310
-569
-2% -$5.63K
SGEN
1033
DELISTED
Seagen Inc. Common Stock
SGEN
$281K 0.01%
+7,046
New +$288K
NYC
1034
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
$281K 0.01%
2,967
– –
VFH icon
1035
Vanguard Financials ETF
VFH
$13.8B
$280K 0.01%
6,300
– –
KALU icon
1036
Kaiser Aluminum
KALU
$3.02B
$279K 0.01%
+3,969
New +$271K
SWX icon
1037
Southwest Gas
SWX
$6.58B
$279K 0.01%
4,995
+12
+0.2% +$635
SBS icon
1038
Sabesp
SBS
$18.3B
$278K 0.01%
+126,031
New +$259K
UHT
1039
Universal Health Realty Income Trust
UHT
$576M
$278K 0.01%
6,938
– –
STON
1040
DELISTED
StoneMor Inc.
STON
$278K 0.01%
10,888
-1,239
-10% -$31.1K
SAN icon
1041
Banco Santander
SAN
$210B
$277K 0.01%
33,682
+4,349
+15% +$34.6K
VIAV icon
1042
Viavi Solutions
VIAV
$9.32B
$276K 0.01%
37,414
+14,936
+66% +$113K
HOT
1043
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$275K 0.01%
3,466
-435
-11% -$31.8K
WLY icon
1044
John Wiley & Sons Class A
WLY
$2.63B
$274K 0.01%
4,950
– –
FSLR icon
1045
First Solar
FSLR
$25.7B
$273K 0.01%
4,999
-4,580
-48% -$250K
SUNE
1046
DELISTED
SUNEDISON, INC COM
SUNE
$273K 0.01%
20,851
-39,511
-65% -$446K
ATAXZ
1047
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$272K 0.01%
43,100
+12,000
+39% +$75.7K
EWY icon
1048
iShares MSCI South Korea ETF
EWY
$25.4B
$271K 0.01%
4,198
+98
+2% +$6.22K
ICE icon
1049
Intercontinental Exchange
ICE
$85.1B
$269K 0.01%
+5,975
New +$246K
IRIX icon
1050
IRIDEX
IRIX
$15.1M
$269K 0.01%
26,455
+14,794
+127% +$118K
40 41
42
43 44

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PVI
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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.