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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
776
Medical Properties Trust
MPT
$2.4B
$754K 0.02%
138,337
-29,979
-18% -$240K
DES icon
777
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$754K 0.02%
26,725
-865
-3% -$25.4K
VBR icon
778
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$753K 0.02%
4,721
-319
-6% -$53.3K
QSPT icon
779
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$641M
$748K 0.02%
34,523
-30
-0.1% -$650
LEA icon
780
Lear
LEA
$8.12B
$748K 0.02%
5,572
-210
-4% -$30.4K
MSI icon
781
Motorola Solutions
MSI
$77.3B
$747K 0.02%
2,743
+136
+5% +$38.7K
BE icon
782
Bloom Energy
BE
$62.2B
$746K 0.02%
56,230
+17,709
+46% +$278K
VEEV icon
783
Veeva Systems
VEEV
$38.4B
$743K 0.02%
3,653
+195
+6% +$39.3K
BST icon
784
BlackRock Science and Technology Trust
BST
$1.7B
$739K 0.02%
23,523
+253
+1% +$8.42K
RTO icon
785
Rentokil
RTO
$12.4B
$737K 0.02%
+19,897
New +$760K
RMD icon
786
ResMed
RMD
$32.6B
$734K 0.02%
4,965
-9
-0.2% -$1.63K
BNTX icon
787
BioNTech
BNTX
$23.3B
$734K 0.02%
6,756
-2,021
-23% -$224K
IGIB icon
788
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$732K 0.02%
15,047
-382
-2% -$19K
AL
789
DELISTED
Air Lease Corp
AL
$731K 0.02%
18,537
+5
+0% +$206
AI icon
790
C3.ai
AI
$1.65B
$727K 0.02%
28,506
+968
+4% +$32.3K
S icon
791
SentinelOne
S
$7.7B
$727K 0.02%
43,120
+8,824
+26% +$139K
HUBB icon
792
Hubbell
HUBB
$27.5B
$727K 0.02%
2,319
-36
-2% -$11.5K
KYN icon
793
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$727K 0.02%
86,408
-95,823
-53% -$826K
CTVA icon
794
Corteva
CTVA
$50.9B
$727K 0.02%
14,203
-1,531
-10% -$81.1K
BIDU icon
795
Baidu
BIDU
$35.9B
$725K 0.02%
5,397
-2,588
-32% -$363K
CSWC icon
796
Capital Southwest
CSWC
$1.6B
$723K 0.01%
31,588
+14,483
+85% +$314K
CFLT
797
DELISTED
Confluent
CFLT
$723K 0.01%
24,426
+12,860
+111% +$431K
IWR icon
798
iShares Russell Mid-Cap ETF
IWR
$57.7B
$720K 0.01%
10,404
-196
-2% -$14.3K
ES icon
799
Eversource Energy
ES
$26.8B
$719K 0.01%
12,363
+1,292
+12% +$86.1K
PHO icon
800
Invesco Water Resources ETF
PHO
$2.09B
$719K 0.01%
13,514
-2,279
-14% -$128K
30 31
32
33 34

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.