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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNS
751
DELISTED
UNS ENERGY CORP COM
UNS
$592K 0.02%
+9,894
New +$498K
BRSL
752
Brightstar Lottery PLC
BRSL
$2.03B
$591K 0.02%
32,548
-17,916
-36% -$323K
UTL icon
753
Unitil
UTL
$980M
$590K 0.02%
19,350
-7,800
-29% -$235K
BKCC
754
DELISTED
BlackRock Capital Investment Corporation
BKCC
$590K 0.02%
63,300
– –
BKD icon
755
Brookdale Senior Living
BKD
$3.4B
$588K 0.02%
+21,633
New +$600K
RALY
756
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$588K 0.02%
+30,225
New +$738K
BIDU icon
757
Baidu
BIDU
$37.2B
$587K 0.02%
3,302
+98
+3% +$15.8K
HCBK
758
DELISTED
HUDSON CITY BANCORP INC
HCBK
$586K 0.02%
62,113
+30,959
+99% +$284K
CEE
759
Central and Eastern Europe Fund
CEE
$139M
$580K 0.02%
19,925
-731
-4% -$23.1K
S
760
DELISTED
Sprint Corporation
S
$578K 0.02%
53,770
+25,891
+93% +$195K
EWZ icon
761
iShares MSCI Brazil ETF
EWZ
$8.95B
$576K 0.02%
12,893
-513
-4% -$24.4K
VO icon
762
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$576K 0.02%
20,924
+24
+0.1% +$639
MUSA icon
763
Murphy USA
MUSA
$9.61B
$575K 0.02%
13,850
-4,135
-23% -$175K
AUY
764
DELISTED
Yamana Gold, Inc.
AUY
$574K 0.02%
66,621
+37,706
+130% +$348K
ASRT
765
DELISTED
Assertio
ASRT
$573K 0.02%
+903
New +$442K
GHI
766
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$572K 0.02%
57,643
-68,366
-54% -$693K
K
767
DELISTED
Kellanova
K
$571K 0.02%
9,951
-197
-2% -$11.3K
AL
768
DELISTED
Air Lease Corp
AL
$569K 0.02%
+18,304
New +$558K
ARI
769
Apollo Commercial Real Estate
ARI
$885M
$569K 0.02%
35,026
-4,904
-12% -$79.5K
SIX
770
DELISTED
Six Flags Entertainment Corp.
SIX
$569K 0.02%
15,447
+2,151
+16% +$77.5K
FSD
771
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$567K 0.02%
32,928
-66,812
-67% -$1.16M
RLH
772
DELISTED
Red Lions Hotel Corporation
RLH
$564K 0.02%
93,300
-203,126
-69% -$1.17M
GDXJ icon
773
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$563K 0.02%
+18,113
New +$624K
TCPC icon
774
BlackRock TCP Capital
TCPC
$345M
$559K 0.02%
33,322
+491
+1% +$8.23K
MSI icon
775
Motorola Solutions
MSI
$77.4B
$558K 0.02%
8,272
-5
-0.1% -$319
29 30
31
32 33

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.