Oppenheimer & Co’s BlackRock Capital Investment Corporation BKCC Stock Holding History

Oppenheimer & Co’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-25,000	Closed	-$207K	–	1361
2016 Q3	$207K	Sell	25,000 -4,400	-15%	-$36.9K	0.01%	1124
2016 Q2	$229K	Sell	29,400 -300	-1%	-$2.48K	0.01%	1046
2016 Q1	$279K	Sell	29,700 -300	-1%	-$2.68K	0.01%	967
2015 Q4	$282K	Sell	30,000 -500	-2%	-$4.73K	0.01%	976
2015 Q3	$271K	Buy	+30,500	New	+$281K	0.01%	1031
2015 Q2	–	Sell	-31,400	Closed	-$285K	–	1568
2015 Q1	$285K	Sell	31,400 -2,000	-6%	-$17.3K	0.01%	1126
2014 Q4	$274K	Hold	33,400	–	–	0.01%	1069
2014 Q3	$286K	Buy	33,400 +100	+0.3%	+$903	0.01%	1089
2014 Q2	$304K	Buy	33,300 +2,000	+6%	+$17.7K	0.01%	1044
2014 Q1	$287K	Sell	31,300 -32,000	-51%	-$300K	0.01%	1056
2013 Q4	$590K	Hold	63,300	–	–	0.02%	754
2013 Q3	$600K	Sell	63,300 -1,000	-2%	-$9.87K	0.02%	710
2013 Q2	$602K	Buy	+64,300	New	+$628K	0.02%	661

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

Oppenheimer & Co's BKCC Position: Q4 2016 in Review

Oppenheimer & Co sold out of BlackRock Capital Investment Corporation (BKCC) in Q4 2016, closing a stake of 25,000 shares — an estimated $207K sold.

Oppenheimer & Co first reported a position in BKCC in Q2 2013 and held it in 13 quarters. The position peaked at $602K in Q2 2013. 122 funds tracked by Wall St. Rank hold BKCC as of Q4 2016.

Oppenheimer & Co reported no remaining BlackRock Capital Investment Corporation position as of Q4 2016 after selling out during the quarter.
Oppenheimer & Co sold 25,000 BlackRock Capital Investment Corporation shares in Q4 2016, an estimated $207K.
Oppenheimer & Co first reported a position in BlackRock Capital Investment Corporation in Q2 2013 and held it in 13 quarters.
Oppenheimer & Co's BlackRock Capital Investment Corporation position peaked at $602K in Q2 2013.
122 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q4 2016.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.