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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
51
Illumina
ILMN
$28.4B
$12M 0.38%
111,176
+1,779
+2% +$163K
DD
52
DELISTED
Du Pont De Nemours E I
DD
$11.7M 0.38%
190,329
+6,107
+3% +$353K
DKS icon
53
Dick's Sporting Goods
DKS
$18.7B
$11.5M 0.37%
198,515
+5,503
+3% +$300K
MET icon
54
MetLife
MET
$62.1B
$11.1M 0.36%
231,149
-105,923
-31% -$4.75M
DUK icon
55
Duke Energy
DUK
$97.3B
$10.9M 0.35%
158,053
-9,382
-6% -$657K
HD icon
56
Home Depot
HD
$355B
$10.7M 0.34%
130,241
+14,247
+12% +$1.11M
TLOG
57
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$10.2M 0.33%
+1,072,115
New +$8.36M
CAT icon
58
Caterpillar
CAT
$387B
$10.2M 0.32%
111,855
+11,230
+11% +$959K
UAL icon
59
United Airlines
UAL
$42.1B
$10.2M 0.32%
268,356
+54,956
+26% +$1.92M
SE
60
DELISTED
Spectra Energy Corp Wi
SE
$10.1M 0.32%
284,069
+7,019
+3% +$242K
AXP icon
61
American Express
AXP
$230B
$10.1M 0.32%
111,296
-686
-0.6% -$56.4K
PWR icon
62
Quanta Services
PWR
$101B
$9.96M 0.32%
315,703
+17,513
+6% +$515K
FINL
63
DELISTED
Finish Line
FINL
$9.91M 0.32%
351,838
+20,000
+6% +$510K
EOG icon
64
EOG Resources
EOG
$70.7B
$9.9M 0.32%
118,026
+2,726
+2% +$234K
BWX icon
65
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$9.83M 0.31%
340,492
-4,466
-1% -$130K
LOW icon
66
Lowe's Companies
LOW
$125B
$9.82M 0.31%
198,276
-13,281
-6% -$645K
RRC icon
67
Range Resources
RRC
$8.95B
$9.63M 0.31%
114,183
-8,980
-7% -$698K
ABBV icon
68
AbbVie
ABBV
$435B
$9.6M 0.31%
181,761
-15,311
-8% -$753K
KKR icon
69
KKR & Co
KKR
$92.3B
$9.58M 0.31%
393,410
+42,254
+12% +$972K
VFC icon
70
VF Corp
VFC
$5.89B
$9.39M 0.3%
160,030
-5,476
-3% -$285K
WM icon
71
Waste Management
WM
$91B
$9.28M 0.3%
206,764
-1,805
-0.9% -$78.8K
KO icon
72
Coca-Cola
KO
$375B
$9.28M 0.3%
224,508
-16,132
-7% -$636K
AIG icon
73
American International
AIG
$41.3B
$9.22M 0.29%
180,615
-3,070
-2% -$153K
APC
74
DELISTED
Anadarko Petroleum
APC
$9.16M 0.29%
115,474
+3,592
+3% +$322K
CHD icon
75
Church & Dwight Co
CHD
$24.5B
$9.13M 0.29%
275,592
+2,326
+0.9% +$74.9K
1 2
3
4 5

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.