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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOD
676
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$951K 0.02%
133,227
+4,675
+4% +$37.8K
CRH icon
677
CRH
CRH
$67.4B
$950K 0.02%
29,473
-646
-2% -$23.5K
EME icon
678
Emcor
EME
$36B
$947K 0.02%
8,200
– –
CM icon
679
Canadian Imperial Bank of Commerce
CM
$109B
$943K 0.02%
21,554
– –
SCHP icon
680
Schwab US TIPS ETF
SCHP
$16.2B
$943K 0.02%
36,410
+13,968
+62% +$388K
TCPC icon
681
BlackRock TCP Capital
TCPC
$327M
$939K 0.02%
85,892
-3,634
-4% -$47.3K
NXG
682
NXG NextGen Infrastructure Income Fund
NXG
$347M
$936K 0.02%
25,519
-587
-2% -$24.5K
MDB icon
683
MongoDB
MDB
$35.3B
$927K 0.02%
4,672
+602
+15% +$176K
BAX icon
684
Baxter International
BAX
$14.3B
$925K 0.02%
17,174
-244
-1% -$14.7K
VMBS icon
685
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$922K 0.02%
20,459
-17,984
-47% -$856K
VUSB icon
686
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$922K 0.02%
18,831
-116,996
-86% -$5.75M
PXH icon
687
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$918K 0.02%
56,750
-600
-1% -$10.7K
HLN icon
688
Haleon
HLN
$43.7B
$915K 0.02%
+150,140
New +$972K
EXAS
689
DELISTED
Exact Sciences
EXAS
$912K 0.02%
28,062
+5,216
+23% +$215K
CCL icon
690
Carnival Corporation Ltd
CCL
$38B
$911K 0.02%
129,608
+58,144
+81% +$563K
VIS icon
691
Vanguard Industrials ETF
VIS
$8.49B
$910K 0.02%
5,775
-23
-0.4% -$4.01K
MRCY icon
692
Mercury Systems
MRCY
$6.55B
$907K 0.02%
+22,350
New +$1.17M
CEMB icon
693
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$902K 0.02%
21,837
+3,248
+17% +$139K
SHOP icon
694
Shopify
SHOP
$196B
$897K 0.02%
33,282
+11,242
+51% +$382K
YUM icon
695
Yum! Brands
YUM
$39.5B
$889K 0.02%
8,359
-168
-2% -$19.5K
BLV icon
696
Vanguard Long-Term Bond ETF
BLV
$5.7B
$883K 0.02%
12,271
+127
+1% +$10K
KEX icon
697
Kirby Corp
KEX
$7B
$881K 0.02%
14,500
-500
-3% -$32K
FEX icon
698
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$878K 0.02%
12,160
-1,023
-8% -$81.4K
HDV
699
iShares Core High Dividend ETF
HDV
$15B
$878K 0.02%
48,090
+19,925
+71% +$403K
GUG
700
Guggenheim Active Allocation Fund
GUG
$510M
$877K 0.02%
68,000
– –
26 27
28
29 30

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NPT
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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.