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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDVY icon
651
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$1.07M 0.02%
37,948
+8,347
+28% +$244K
SYLD icon
652
Cambria Shareholder Yield ETF
SYLD
$1.02B
$1.07M 0.02%
17,237
+631
+4% +$39.5K
TRI icon
653
Thomson Reuters
TRI
$45.4B
$1.05M 0.02%
8,478
– –
PTNQ icon
654
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$1.05M 0.02%
17,060
-440
-3% -$27.5K
MKL icon
655
Markel Group
MKL
$22.8B
$1.05M 0.02%
711
-11
-2% -$16.1K
GUG
656
Guggenheim Active Allocation Fund
GUG
$510M
$1.04M 0.02%
77,406
+14,555
+23% +$204K
INDA icon
657
iShares MSCI India ETF
INDA
$6.6B
$1.04M 0.02%
23,590
-9,175
-28% -$406K
LYB icon
658
LyondellBasell Industries
LYB
$20.7B
$1.04M 0.02%
11,013
+181
+2% +$17.4K
FNF icon
659
Fidelity National Financial
FNF
$12.8B
$1.04M 0.02%
25,186
+416
+2% +$16.7K
WDI
660
Western Asset Diversified Income Fund
WDI
$685M
$1.04M 0.02%
78,362
-7,369
-9% -$101K
SEE
661
DELISTED
Sealed Air
SEE
$1.03M 0.02%
31,490
+684
+2% +$26.4K
VOX icon
662
Vanguard Communication Services ETF
VOX
$5.82B
$1.03M 0.02%
9,835
+3,131
+47% +$339K
UTG icon
663
Reaves Utility Income Fund
UTG
$3.63B
$1.03M 0.02%
41,965
+1,353
+3% +$36.3K
TOL icon
664
Toll Brothers
TOL
$14.3B
$1.03M 0.02%
13,968
+3,744
+37% +$296K
ETRN
665
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$1.03M 0.02%
110,000
-826,310
-88% -$7.88M
NTR icon
666
Nutrien
NTR
$32.1B
$1.03M 0.02%
16,652
+2,936
+21% +$186K
GVI icon
667
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$1.03M 0.02%
10,149
-350
-3% -$35.8K
AOD
668
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$1.03M 0.02%
136,001
-3,796
-3% -$30.6K
MELI icon
669
Mercado Libre
MELI
$98.4B
$1.03M 0.02%
809
+118
+17% +$150K
FTHY
670
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$495M
$1.02M 0.02%
76,551
+7,002
+10% +$95.5K
CTRA
671
DELISTED
Coterra Energy
CTRA
$1.02M 0.02%
37,628
+26,832
+249% +$731K
FEX icon
672
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$1.01M 0.02%
12,495
-255
-2% -$21.5K
ALC icon
673
Alcon
ALC
$36.7B
$1.01M 0.02%
13,139
-525
-4% -$43.2K
KEX icon
674
Kirby Corp
KEX
$7B
$1M 0.02%
12,100
-400
-3% -$32.3K
QCLN icon
675
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$628M
$1M 0.02%
23,470
-1,749
-7% -$85.4K
25 26
27
28 29

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RCM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.