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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
476
DELISTED
Alexion Pharmaceuticals
ALXN
$1.32M 0.04%
9,908
+3,577
+56% +$429K
GAS
477
DELISTED
AGL Resources Inc
GAS
$1.32M 0.04%
27,864
-1,000
-3% -$46.6K
IWS icon
478
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$1.31M 0.04%
19,933
+381
+2% +$24.3K
NML
479
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$1.3M 0.04%
68,361
+946
+1% +$17.3K
ETP
480
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.3M 0.04%
34,486
-990
-3% -$34.2K
RPV icon
481
Invesco S&P 500 Pure Value ETF
RPV
$1.71B
$1.3M 0.04%
26,108
+18,553
+246% +$875K
DTE icon
482
DTE Energy
DTE
$29.1B
$1.29M 0.04%
22,880
-2,925
-11% -$168K
CACI icon
483
CACI
CACI
$14.2B
$1.29M 0.04%
17,625
+4,621
+36% +$328K
PTY icon
484
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.28M 0.04%
74,264
+3,262
+5% +$58.4K
VMW
485
DELISTED
VMware, Inc
VMW
$1.28M 0.04%
14,244
+3,626
+34% +$300K
SCG
486
DELISTED
Scana
SCG
$1.28M 0.04%
27,233
+603
+2% +$28.2K
BTU
487
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1.28M 0.04%
4,356
+640
+17% +$180K
TTE icon
488
TotalEnergies
TTE
$190B
$1.27M 0.04%
13,151,590,436
-5,153,325,380
-28% -$515K
VALE icon
489
Vale
VALE
$62.6B
$1.27M 0.04%
83,406
+22,707
+37% +$353K
GXC icon
490
State Street SPDR S&P China ETF
GXC
$482M
$1.27M 0.04%
+16,263
New +$1.25M
SYNA icon
491
Synaptics
SYNA
$4.15B
$1.27M 0.04%
24,421
-2,169
-8% -$106K
MOO icon
492
VanEck Agribusiness ETF
MOO
$973M
$1.25M 0.04%
23,024
-514
-2% -$27.3K
IOO icon
493
iShares Global 100 ETF
IOO
$9.5B
$1.25M 0.04%
32,436
-1,844
-5% -$69.2K
SOXX icon
494
iShares Semiconductor ETF
SOXX
$45.9B
$1.25M 0.04%
51,549
+3,540
+7% +$81.2K
LEN icon
495
Lennar Class A
LEN
$21.2B
$1.25M 0.04%
33,139
+6,361
+24% +$215K
TSLA icon
496
Tesla
TSLA
$1.3T
$1.25M 0.04%
124,395
-204,990
-62% -$2.09M
AAN.A
497
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.23M 0.04%
+41,825
New +$1.23M
ED icon
498
Consolidated Edison
ED
$39.9B
$1.23M 0.04%
22,210
+1,848
+9% +$104K
IIF
499
Morgan Stanley India Investment Fund
IIF
$220M
$1.23M 0.04%
70,288
+55,380
+371% +$930K
MDR
500
DELISTED
McDermott International
MDR
$1.23M 0.04%
44,677
+39,480
+760% +$924K
18 19
20
21 22

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.