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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKAM icon
376
Akamai
AKAM
$15.9B
$1.86M 0.06%
39,397
+9,128
+30% +$431K
MOAT icon
377
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$1.85M 0.06%
64,298
+1,515
+2% +$42.1K
SIRI icon
378
SiriusXM
SIRI
$10.1B
$1.85M 0.06%
52,883
+51,000
+2,708% +$1.91M
FTA icon
379
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$1.84M 0.06%
45,723
+4,280
+10% +$166K
NDP
380
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.83M 0.06%
9,103
+4,103
+82% +$811K
BHI
381
DELISTED
Baker Hughes
BHI
$1.81M 0.06%
32,740
-8,884
-21% -$487K
FITB
382
Fifth Third Bancorp
FITB
$51.8B
$1.78M 0.06%
84,834
+3,221
+4% +$63.1K
GNW icon
383
Genworth Financial
GNW
$3.71B
$1.77M 0.06%
114,227
-9,640
-8% -$139K
LNT icon
384
Alliant Energy
LNT
$18B
$1.77M 0.06%
68,510
-600
-0.9% -$15.5K
AXS icon
385
AXIS Capital
AXS
$7.55B
$1.75M 0.06%
36,700
– –
STX icon
386
Seagate
STX
$184B
$1.74M 0.06%
30,970
-470
-1% -$23.2K
IWP icon
387
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$1.69M 0.05%
39,966
-680
-2% -$27.5K
IVE icon
388
iShares S&P 500 Value ETF
IVE
$49.8B
$1.68M 0.05%
19,695
-12
-0.1% -$988
PPL
389
PPL Corp
PPL
$26.7B
$1.68M 0.05%
59,927
-18,235
-23% -$514K
RDWR icon
390
Radware
RDWR
$1.19B
$1.66M 0.05%
92,400
+15,970
+21% +$252K
AAL icon
391
American Airlines Group
AAL
$10.6B
$1.66M 0.05%
+65,735
New +$1.69M
SBSI icon
392
Southside Bancshares
SBSI
$967M
$1.65M 0.05%
71,759
+1,443
+2% +$33.1K
MITT
393
TPG Mortgage Investment Trust
MITT
$225M
$1.65M 0.05%
35,180
-1,910
-5% -$92.1K
MUB icon
394
iShares National Muni Bond ETF
MUB
$45.9B
$1.65M 0.05%
15,895
-85
-0.5% -$8.87K
SDLP
395
DELISTED
SEADRILL PARTNERS LLC
SDLP
$1.65M 0.05%
+5,305
New +$1.7M
ELD icon
396
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$1.64M 0.05%
35,729
-117,181
-77% -$5.52M
FFIV icon
397
F5
FFIV
$22.7B
$1.64M 0.05%
18,080
+1,025
+6% +$87.3K
ICF icon
398
iShares Select U.S. REIT ETF
ICF
$2.11B
$1.64M 0.05%
43,976
-1,980
-4% -$76.6K
NIE
399
Virtus Equity & Convertible Income Fund
NIE
$732M
$1.64M 0.05%
84,149
+20,435
+32% +$391K
OPK icon
400
Opko Health
OPK
$1.02B
$1.63M 0.05%
192,941
+175,712
+1,020% +$1.78M
14 15
16
17 18

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.