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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
326
Universal Display
OLED
$4.19B
$2.31M 0.07%
67,110
+124
+0.2% +$4.13K
MTRX icon
327
Matrix Service
MTRX
$335M
$2.3M 0.07%
94,000
-210
-0.2% -$4.48K
MAS icon
328
Masco
MAS
$15.3B
$2.29M 0.07%
114,714
+49,326
+75% +$917K
CIM
329
Chimera Investment
CIM
$1B
$2.26M 0.07%
48,597
+2,281
+5% +$104K
XLY icon
330
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$2.24M 0.07%
67,160
+33,684
+101% +$1.07M
XLE icon
331
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$2.24M 0.07%
50,688
+4,536
+10% +$195K
KBH icon
332
KB Home
KBH
$3.59B
$2.23M 0.07%
+122,051
New +$2.1M
FXI icon
333
iShares China Large-Cap ETF
FXI
$4.31B
$2.23M 0.07%
58,058
+13,703
+31% +$523K
FE icon
334
FirstEnergy
FE
$27.5B
$2.22M 0.07%
67,355
-8,142
-11% -$287K
TRIP icon
335
TripAdvisor
TRIP
$1.26B
$2.18M 0.07%
26,367
+3,828
+17% +$313K
CHK
336
DELISTED
Chesapeake Energy Corporation
CHK
$2.15M 0.07%
419
-94
-18% -$478K
NFG icon
337
National Fuel Gas
NFG
$7.65B
$2.15M 0.07%
30,035
-49
-0.2% -$3.4K
DEM icon
338
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$2.13M 0.07%
41,630
+979
+2% +$51K
FEN
339
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.12M 0.07%
65,534
-7,290
-10% -$235K
AZN icon
340
AstraZeneca
AZN
$250B
$2.1M 0.07%
35,454
-10,408
-23% -$565K
M icon
341
Macy's
M
$6.68B
$2.1M 0.07%
39,309
+4,250
+12% +$206K
MLP icon
342
Maui Land & Pineapple Co
MLP
$344M
$2.06M 0.07%
337,774
+2,150
+0.6% +$9.58K
CEM
343
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2.05M 0.07%
15,041
+657
+5% +$88.1K
UL icon
344
Unilever
UL
$136B
$2.04M 0.07%
44,104
-6,189
-12% -$277K
ITMN
345
DELISTED
INTERMUNE INC
ITMN
$2.04M 0.07%
138,221
+16,821
+14% +$232K
UI icon
346
Ubiquiti
UI
$34.3B
$2.02M 0.06%
44,066
-770
-2% -$30.6K
POT
347
DELISTED
Potash Corp Of Saskatchewan
POT
$2.02M 0.06%
61,397
+14,914
+32% +$475K
PFF icon
348
iShares Preferred and Income Securities ETF
PFF
$13.3B
$2.02M 0.06%
54,904
+3,248
+6% +$123K
YHOO
349
DELISTED
Yahoo Inc
YHOO
$2.02M 0.06%
50,019
+12,081
+32% +$433K
BBBY
350
DELISTED
Bed Bath & Beyond Inc
BBBY
$2.01M 0.06%
25,073
+1,804
+8% +$140K
12 13
14
15 16

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.