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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWI icon
301
Titan International
TWI
$475M
$2.46M 0.08%
136,800
+121,785
+811% +$1.95M
O icon
302
Realty Income
O
$59.1B
$2.46M 0.08%
67,932
+8,379
+14% +$322K
MPV
303
Barings Participation Investors
MPV
$176M
$2.45M 0.08%
190,545
-3,178
-2% -$41.6K
RHP icon
304
Ryman Hospitality Properties
RHP
$7.63B
$2.45M 0.08%
+58,739
New +$2.31M
EFG icon
305
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$2.45M 0.08%
34,254
-22,764
-40% -$1.58M
UPGD icon
306
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$2.44M 0.08%
72,870
+739
+1% +$23.5K
PCL
307
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$2.43M 0.08%
52,152
-17,998
-26% -$824K
MOS icon
308
The Mosaic Company
MOS
$7.33B
$2.42M 0.08%
51,209
-1,900
-4% -$88.2K
ADT
309
DELISTED
ADT Corp
ADT
$2.41M 0.08%
59,626
+42,005
+238% +$1.73M
INTU icon
310
Intuit
INTU
$89B
$2.41M 0.08%
31,530
+144
+0.5% +$10.3K
FDX icon
311
FedEx
FDX
$75.4B
$2.4M 0.08%
16,722
-2,914
-15% -$386K
AZO icon
312
AutoZone
AZO
$51.1B
$2.4M 0.08%
5,020
-58
-1% -$26K
MSEX icon
313
Middlesex Water
MSEX
$1.1B
$2.4M 0.08%
114,542
+825
+0.7% +$17.4K
AJRD
314
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$2.39M 0.08%
132,560
-52,207
-28% -$890K
TLT icon
315
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$2.38M 0.08%
23,315
-1,229
-5% -$129K
PVR
316
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$2.37M 0.08%
88,287
+5,017
+6% +$126K
TKR icon
317
Timken Company
TKR
$9.03B
$2.35M 0.08%
59,581
+21,394
+56% +$835K
CMS icon
318
CMS Energy
CMS
$22.3B
$2.35M 0.08%
87,658
-41
-0% -$1.1K
TBF icon
319
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.34M 0.07%
71,046
+17,282
+32% +$558K
NOC icon
320
Northrop Grumman
NOC
$81.2B
$2.33M 0.07%
20,286
+1,926
+10% +$206K
SNDK
321
DELISTED
SANDISK CORP
SNDK
$2.33M 0.07%
32,961
+25,126
+321% +$1.69M
NFO
322
DELISTED
Invesco Insider Sentiment ETF
NFO
$2.32M 0.07%
49,514
+850
+2% +$38.1K
XYL icon
323
Xylem
XYL
$28.1B
$2.32M 0.07%
67,050
-430
-0.6% -$13.8K
AB icon
324
AllianceBernstein
AB
$3.47B
$2.32M 0.07%
108,558
+62,658
+137% +$1.35M
BRK.A icon
325
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.31M 0.07%
13
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11 12
13
14 15

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.