Oppenheimer Asset Management’s Banc of California BANC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,464	Closed	-$134K	–	1129
2017 Q3	$134K	Buy	6,464 +473	+8%	+$9.81K	﹤0.01%	1141
2017 Q2	$129K	Buy	5,991 +718	+14%	+$15.5K	﹤0.01%	1134
2017 Q1	$109K	Buy	+5,273	New	+$109K	﹤0.01%	1170