Opaleye Management’s Zogenix, Inc. ZGNX Stock Holding History

Opaleye Management’s Portfolio ZGNX Stock Details ZGNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-220,000	Closed	-$2.52M	–	55
2016 Q3	$2.52M	Sell	220,000 -20,000	-8%	-$185K	1.32%	27
2016 Q2	$1.93M	Hold	240,000	–	–	1.29%	32
2016 Q1	$2.22M	Buy	240,000 +90,000	+60%	+$902K	1.38%	30
2015 Q4	$2.21M	Sell	150,000 -100,000	-40%	-$1.34M	0.92%	39
2015 Q3	$3.38M	Buy	250,000 +135,937	+119%	+$2.45M	1.66%	26
2015 Q2	$1.53M	Buy	+114,063	New	+$1.4M	0.61%	37

Other funds holding ZGNX

RCM

RA Capital Management Boston, Massachusetts $11.5B AUM 168.77% 1-Year Est. Return

GPP

Great Point Partners Greenwich, Connecticut $529M AUM 337.4% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $20B AUM 154.41% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

Opaleye Management's ZGNX Position: Q4 2016 in Review

Opaleye Management sold out of Zogenix, Inc. (ZGNX) in Q4 2016, closing a stake of 220,000 shares — an estimated $2.52M sold.

Opaleye Management first reported a position in ZGNX in Q2 2015 and held it in 6 quarters. The position peaked at $3.38M in Q3 2015. 84 funds tracked by Wall St. Rank hold ZGNX as of Q4 2016.

Opaleye Management reported no remaining Zogenix, Inc. position as of Q4 2016 after selling out during the quarter.
Opaleye Management sold 220,000 Zogenix, Inc. shares in Q4 2016, an estimated $2.52M.
Opaleye Management first reported a position in Zogenix, Inc. in Q2 2015 and held it in 6 quarters.
Opaleye Management's Zogenix, Inc. position peaked at $3.38M in Q3 2015.
84 funds tracked by Wall St. Rank held Zogenix, Inc. as of Q4 2016.

Based on Opaleye Management's 13F filing for Q4 2016, filed 21 Feb 2017.