Opaleye Management’s Kineta, Inc. Common Stock KA Stock Holding History

Opaleye Management’s Portfolio KA Stock Details KA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-1,071	Closed	-$1.84M	–	48
2016 Q4	$1.84M	Sell	1,071 -15	-1%	-$24.5K	1.08%	28
2016 Q3	$2.37M	Buy	1,086 +336	+45%	+$624K	1.24%	30
2016 Q2	$1.27M	Buy	+750	New	+$1.37M	0.85%	41

Other funds holding KA

CAM

Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return

NMC

NEA Management Company Timonium, Maryland $1.76B AUM 223.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

HIM

Hillhouse Investment Management Grand Cayman, Cayman Islands $3.13B AUM 7.29% 1-Year Est. Return

MWNA

Marshall Wace North America New York $23.5B AUM 46.46% 1-Year Est. Return

Fidelity International Hamilton, Bermuda $129B AUM 30.83% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

RSCM

Rock Springs Capital Management Baltimore, Maryland $1.7B AUM 93.03% 1-Year Est. Return

Opaleye Management's KA Position: Q1 2017 in Review

Opaleye Management sold out of Kineta, Inc. Common Stock (KA) in Q1 2017, closing a stake of 1,071 shares — an estimated $1.84M sold.

Opaleye Management first reported a position in KA in Q2 2016 and held it in 3 quarters. The position peaked at $2.37M in Q3 2016. 62 funds tracked by Wall St. Rank hold KA as of Q1 2017.

Opaleye Management reported no remaining Kineta, Inc. Common Stock position as of Q1 2017 after selling out during the quarter.
Opaleye Management sold 1,071 Kineta, Inc. Common Stock shares in Q1 2017, an estimated $1.84M.
Opaleye Management first reported a position in Kineta, Inc. Common Stock in Q2 2016 and held it in 3 quarters.
Opaleye Management's Kineta, Inc. Common Stock position peaked at $2.37M in Q3 2016.
62 funds tracked by Wall St. Rank held Kineta, Inc. Common Stock as of Q1 2017.

Based on Opaleye Management's 13F filing for Q1 2017, filed 15 May 2017.