Opaleye Management’s Affimed AFMD Stock Holding History

Opaleye Management’s Portfolio AFMD Stock Details AFMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-43,000	Closed	-$1.2M	–	41
2016 Q3	$1.2M	Sell	43,000 -16,500	-28%	-$463K	0.63%	37
2016 Q2	$1.48M	Sell	59,500 -1,500	-2%	-$54.8K	0.99%	37
2016 Q1	$2.28M	Buy	61,000 +1,500	+3%	+$56.5K	1.42%	29
2015 Q4	$4.24M	Buy	59,500 +470	+0.8%	+$31.9K	1.77%	25
2015 Q3	$3.64M	Hold	59,030	–	–	1.79%	22
2015 Q2	$7.95M	Buy	+59,030	New	+$5.67M	3.16%	9

Other funds holding AFMD

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

OrbiMed New York $5.05B AUM 125.28% 1-Year Est. Return

BCPEM

Bain Capital Public Equity Management Boston, Massachusetts $1.05B AUM 25.71% 1-Year Est. Return

Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $2.29B AUM 370.24% 1-Year Est. Return

TCM

Tekla Capital Management Boston, Massachusetts $2.56B AUM 18.15% 1-Year Est. Return

LOAMU

Lombard Odier Asset Management (USA) New York $957M AUM 35.8% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Opaleye Management's AFMD Position: Q4 2016 in Review

Opaleye Management sold out of Affimed (AFMD) in Q4 2016, closing a stake of 43,000 shares — an estimated $1.2M sold.

Opaleye Management first reported a position in AFMD in Q2 2015 and held it in 6 quarters. The position peaked at $7.95M in Q2 2015. 32 funds tracked by Wall St. Rank hold AFMD as of Q4 2016.

Opaleye Management reported no remaining Affimed position as of Q4 2016 after selling out during the quarter.
Opaleye Management sold 43,000 Affimed shares in Q4 2016, an estimated $1.2M.
Opaleye Management first reported a position in Affimed in Q2 2015 and held it in 6 quarters.
Opaleye Management's Affimed position peaked at $7.95M in Q2 2015.
32 funds tracked by Wall St. Rank held Affimed as of Q4 2016.

Based on Opaleye Management's 13F filing for Q4 2016, filed 21 Feb 2017.