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OAM
Occidental Asset Management Portfolio holdings
AUM
$844M
1-Year Est. Return
20.95%
This Fund
S&P 500
This Quarter
Est. Return
-0.61%
1 Year Est. Return
+20.95%
3 Year Est. Return
+65.61%
5 Year Est. Return
+74.98%
10 Year Est. Return
+211.06%
AUM
$386M
AUM Growth
+$9.38M
(+2.5%)
Cap. Flow
+$13.2M
Cap. Flow
% of AUM
3.43%
Top 10 Holdings %
Top 10 Hldgs %
34.81%
Holding
213
New
11
Increased
118
Reduced
28
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Dividend Appreciation ETF
VIG
|
+$1.1M |
| 2 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$1.01M |
| 3 |
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
|
+$909K |
| 4 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$836K |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$578K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.16M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$472K |
| 3 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$368K |
| 4 |
PFPT
Proofpoint, Inc.
PFPT
|
+$323K |
| 5 |
Glaukos
GKOS
|
+$276K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Financials | 4.57% |
| 3 | Healthcare | 4.13% |
| 4 | Communication Services | 3.96% |
| 5 | Consumer Discretionary | 3.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Sprott Physical Gold and Silver Trust
CEF
$7.4B
| $206K | 0.05% |
12,000
| – | – |
|
202
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
| $201K | 0.05% |
+716
| New | +$205K |
|
203
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
| $155K | 0.04% |
10,000
| – | – |
|
|
AOD
204
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
| $138K | 0.04% |
14,162
| – | – |
|
|
CKPT
205
DELISTED
Checkpoint Therapeutics
CKPT
| $87K | 0.02% |
2,640
| – | – |
|
206
AB InBev
BUD
$170B
| – | – |
-3,100
| Closed | -$223K |
|
|
207
Glaukos
GKOS
$9.83B
| – | – |
-3,250
| Closed | -$276K |
|
208
McCormick & Company Non-Voting
MKC
$13.7B
| – | – |
-2,300
| Closed | -$203K |
|
209
Matinas BioPharma
MTNB
$1.88M
| – | – |
-240
| Closed | -$9K |
|
210
Shopify
SHOP
$152B
| – | – |
-1,450
| Closed | -$212K |
|
|
RRD
211
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
| – | – |
-200
| Closed | -$1K |
|
|
PFPT
212
DELISTED
Proofpoint, Inc.
PFPT
| – | – |
-1,860
| Closed | -$323K |
|
|
WORK
213
DELISTED
Slack Technologies, Inc.
WORK
| – | – |
-10,647
| Closed | -$472K |
|
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Occidental Asset Management's Q3 2021 Portfolio in Review
As of Q3 2021, Occidental Asset Management held 213 positions worth $386M, up 2.5% from $376M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Occidental Asset Management deployed $13.2M of net new capital in Q3 2021, opening 11 new positions and adding to 118 existing holdings. Its largest new stake was State Street Technology Select Sector SPDR ETF: 5,876 shares worth $439K.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $2.16M trimmed.
- Occidental Asset Management's largest Q3 2021 buy was State Street Technology Select Sector SPDR ETF: 5,876 shares worth $439K.
- Occidental Asset Management added most to Vanguard Dividend Appreciation ETF in Q3 2021, an estimated $1.1M increase.
- Occidental Asset Management's biggest Q3 2021 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $2.16M.
- Occidental Asset Management fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $472K.
- Occidental Asset Management's ten largest holdings make up 35% of its $386M portfolio in Q3 2021.
- Occidental Asset Management opened 11 new positions and closed 8 in Q3 2021.
- Occidental Asset Management's portfolio value rose 2.5% quarter-over-quarter to $386M.
Based on Occidental Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.