Occidental Asset Management’s Proofpoint, Inc. PFPT Stock Holding History

Occidental Asset Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-1,860	Closed	-$323K	–	212
2021 Q2	$323K	Hold	1,860	–	–	0.09%	167
2021 Q1	$234K	Hold	1,860	–	–	0.07%	172
2020 Q4	$254K	Sell	1,860 -140	-7%	-$15.3K	0.08%	151
2020 Q3	$211K	Hold	2,000	–	–	0.09%	135
2020 Q2	$222K	Hold	2,000	–	–	0.1%	133
2020 Q1	$205K	Hold	2,000	–	–	0.1%	133
2019 Q4	$230K	Hold	2,000	–	–	0.09%	138
2019 Q3	$258K	Hold	2,000	–	–	0.11%	132
2019 Q2	$241K	Hold	2,000	–	–	0.11%	136
2019 Q1	$243K	Buy	+2,000	New	+$219K	0.12%	132
2018 Q4	–	Sell	-2,038	Closed	-$217K	–	163
2018 Q3	$217K	Hold	2,038	–	–	0.11%	150
2018 Q2	$235K	Hold	2,038	–	–	0.13%	137
2018 Q1	$232K	Sell	2,038 -300	-13%	-$31.8K	0.13%	130
2017 Q4	$208K	Hold	2,338	–	–	0.11%	139
2017 Q3	$204K	Sell	2,338 -100	-4%	-$8.89K	0.11%	132
2017 Q2	$212K	Buy	+2,438	New	+$201K	0.13%	129

Other funds holding PFPT

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

NICM

Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

Occidental Asset Management's PFPT Position: Q3 2021 in Review

Occidental Asset Management sold out of Proofpoint, Inc. (PFPT) in Q3 2021, closing a stake of 1,860 shares — an estimated $323K sold.

Occidental Asset Management first reported a position in PFPT in Q2 2017 and held it in 16 quarters. The position peaked at $323K in Q2 2021. 2 funds tracked by Wall St. Rank hold PFPT as of Q3 2021.

Occidental Asset Management reported no remaining Proofpoint, Inc. position as of Q3 2021 after selling out during the quarter.
Occidental Asset Management sold 1,860 Proofpoint, Inc. shares in Q3 2021, an estimated $323K.
Occidental Asset Management first reported a position in Proofpoint, Inc. in Q2 2017 and held it in 16 quarters.
Occidental Asset Management's Proofpoint, Inc. position peaked at $323K in Q2 2021.
2 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2021.

Based on Occidental Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.