Occidental Asset Management’s State Street SPDR Portfolio Short Term Treasury ETF SPTS Stock Holding History

Occidental Asset Management’s Portfolio SPTS Stock Details SPTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-14,065	Closed	-$422K	–	151
2019 Q3	$422K	Buy	+14,065	New	+$422K	0.18%	113
2019 Q1	–	Sell	-13,482	Closed	-$399K	–	153
2018 Q4	$399K	Sell	13,482 -2,400	-15%	-$70.6K	0.23%	87
2018 Q3	$468K	Buy	15,882 +7,115	+81%	+$210K	0.23%	84
2018 Q2	$259K	Buy	+8,767	New	+$259K	0.14%	129

Other funds holding SPTS

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

MERSOM

Municipal Employees' Retirement System of Michigan Lansing, Michigan $9.05B AUM 13.04% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CCFCSB

Cape Cod Five Cents Savings Bank Orleans, Massachusetts $1.23B AUM

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

CPO

Cerity Partners OCIO New York $1.98B AUM 26.07% 1-Year Est. Return

Occidental Asset Management's SPTS Position: Q4 2019 in Review

Occidental Asset Management sold out of State Street SPDR Portfolio Short Term Treasury ETF (SPTS) in Q4 2019, closing a stake of 14,065 shares — an estimated $422K sold.

Occidental Asset Management first reported a position in SPTS in Q2 2018 and held it in 4 quarters. The position peaked at $468K in Q3 2018. 184 funds tracked by Wall St. Rank hold SPTS as of Q4 2019.

Occidental Asset Management reported no remaining State Street SPDR Portfolio Short Term Treasury ETF position as of Q4 2019 after selling out during the quarter.
Occidental Asset Management sold 14,065 State Street SPDR Portfolio Short Term Treasury ETF shares in Q4 2019, an estimated $422K.
Occidental Asset Management first reported a position in State Street SPDR Portfolio Short Term Treasury ETF in Q2 2018 and held it in 4 quarters.
Occidental Asset Management's State Street SPDR Portfolio Short Term Treasury ETF position peaked at $468K in Q3 2018.
184 funds tracked by Wall St. Rank held State Street SPDR Portfolio Short Term Treasury ETF as of Q4 2019.

Based on Occidental Asset Management's 13F filing for Q4 2019, filed 16 Jan 2020.