NWQ Investment Management Company’s BlackRock TCP Capital TCPC Stock Holding History

NWQ Investment Management Company’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-254,556	Closed	-$4.27M	–	174
2014 Q4	$4.27M	Buy	254,556 +82,556	+48%	+$1.35M	0.05%	131
2014 Q3	$2.76M	Buy	172,000 +107,738	+168%	+$1.87M	0.03%	151
2014 Q2	$1.17M	Sell	64,262 -225,950	-78%	-$3.8M	0.01%	165
2014 Q1	$4.8M	Sell	290,212 -17,600	-6%	-$302K	0.04%	129
2013 Q4	$5.17M	Sell	307,812 -31,100	-9%	-$521K	0.05%	122
2013 Q3	$5.5M	Buy	338,912 +35,900	+12%	+$572K	0.05%	111
2013 Q2	$5.08M	Buy	+303,012	New	+$4.78M	0.04%	112

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

WCM

Wedge Capital Management Charlotte, North Carolina $6.06B AUM 47.24% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

NWQ Investment Management Company's TCPC Position: Q1 2015 in Review

NWQ Investment Management Company sold out of BlackRock TCP Capital (TCPC) in Q1 2015, closing a stake of 254,556 shares — an estimated $4.27M sold.

NWQ Investment Management Company first reported a position in TCPC in Q2 2013 and held it in 7 quarters. The position peaked at $5.5M in Q3 2013. 83 funds tracked by Wall St. Rank hold TCPC as of Q1 2015.

NWQ Investment Management Company reported no remaining BlackRock TCP Capital position as of Q1 2015 after selling out during the quarter.
NWQ Investment Management Company sold 254,556 BlackRock TCP Capital shares in Q1 2015, an estimated $4.27M.
NWQ Investment Management Company first reported a position in BlackRock TCP Capital in Q2 2013 and held it in 7 quarters.
NWQ Investment Management Company's BlackRock TCP Capital position peaked at $5.5M in Q3 2013.
83 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q1 2015.

Based on NWQ Investment Management Company's 13F filing for Q1 2015, filed 14 May 2015.