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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.1%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.71M
Cap. Flow %
4.06%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
101
Johnson Controls International
JCI
$93.6B
$561K 0.23%
10,505
+768
+8% +$41.1K
JWN
102
DELISTED
Nordstrom
JWN
$558K 0.23%
7,000
-320
-4% -$24.3K
YPF icon
103
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.5B
$552K 0.23%
20,000
-132
-0.7% -$3.85K
PCP
104
DELISTED
PRECISION CASTPARTS CORP
PCP
$551K 0.23%
3,000
+245
+9% +$51.4K
EMC
105
DELISTED
EMC CORPORATION
EMC
$548K 0.23%
21,000
+1,420
+7% +$37.9K
AMGN icon
106
Amgen
AMGN
$219B
$541K 0.23%
4,000
+470
+13% +$75.3K
F icon
107
Ford
F
$55B
$537K 0.22%
36,000
-9,037
-20% -$140K
CMCSA icon
108
Comcast
CMCSA
$89.3B
$527K 0.22%
18,000
+560
+3% +$16.4K
IXJ icon
109
iShares Global Healthcare ETF
IXJ
$4.14B
$517K 0.22%
10,000
+1,602
+19% +$88.1K
JNK icon
110
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$502K 0.21%
4,333
+449
+12% +$52.8K
IJS icon
111
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$499K 0.21%
8,000
-414
-5% -$24.6K
KEY icon
112
KeyCorp
KEY
$24.3B
$498K 0.21%
33,000
-148
-0.4% -$2.18K
VIG icon
113
Vanguard Dividend Appreciation ETF
VIG
$114B
$496K 0.21%
6,000
-291
-5% -$23.6K
MFA
114
MFA Financial
MFA
$919M
$495K 0.21%
16,750
-6
-0% -$188
ABT icon
115
Abbott
ABT
$187B
$494K 0.21%
10,000
+401
+4% +$19.3K
ENBL
116
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$475K 0.2%
+30,000
New +$503K
META icon
117
Meta Platforms (Facebook)
META
$1.5T
$467K 0.2%
5,000
+48
+1% +$3.92K
DIS icon
118
Walt Disney
DIS
$182B
$465K 0.19%
4,000
+300
+8% +$32.9K
MSD
119
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$463K 0.19%
51,000
-3,820
-7% -$36.1K
CHK
120
DELISTED
Chesapeake Energy Corporation
CHK
$444K 0.19%
200
+22
+12% +$62.1K
DD
121
DELISTED
Du Pont De Nemours E I
DD
$444K 0.19%
7,371
+816
+12% +$55K
VBR icon
122
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$441K 0.18%
4,000
-138
-3% -$15.1K
MO icon
123
Altria Group
MO
$113B
$434K 0.18%
9,000
+978
+12% +$49.6K
IEMG icon
124
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$433K 0.18%
+9,000
New +$456K
PFX icon
125
PhenixFIN
PFX
$88.1M
$431K 0.18%
2,400
-48
-2% -$8.82K
3 4
5
6 7

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.71M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.