NWAM LLC’s Sun Life Financial SLF Stock Holding History

NWAM LLC’s Portfolio SLF Stock Details SLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-27,282	Closed	-$1M	–	310
2014 Q2	$1M	Sell	27,282 -1,555	-5%	-$53.6K	0.31%	86
2014 Q1	$999K	Buy	28,837 +3,698	+15%	+$127K	0.34%	76
2013 Q4	$943K	Sell	25,139 -5,079	-17%	-$173K	0.5%	62
2013 Q3	$994K	Sell	30,218 -1,697	-5%	-$53.9K	0.48%	63
2013 Q2	$994K	Buy	+31,915	New	+$908K	0.5%	61

Other funds holding SLF

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

IGIM

I.G. Investment Management Winnipeg, Manitoba, Canada $19.5B AUM 15.95% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

CIBC Asset Management Toronto, Ontario, Canada $40.9B AUM 35.96% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $61.3B AUM 39.33% 1-Year Est. Return

Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return

LBA

Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

NWAM LLC's SLF Position: Q3 2014 in Review

NWAM LLC sold out of Sun Life Financial (SLF) in Q3 2014, closing a stake of 27,282 shares — an estimated $1M sold.

NWAM LLC first reported a position in SLF in Q2 2013 and held it in 5 quarters. The position peaked at $1M in Q2 2014. 212 funds tracked by Wall St. Rank hold SLF as of Q3 2014.

NWAM LLC reported no remaining Sun Life Financial position as of Q3 2014 after selling out during the quarter.
NWAM LLC sold 27,282 Sun Life Financial shares in Q3 2014, an estimated $1M.
NWAM LLC first reported a position in Sun Life Financial in Q2 2013 and held it in 5 quarters.
NWAM LLC's Sun Life Financial position peaked at $1M in Q2 2014.
212 funds tracked by Wall St. Rank held Sun Life Financial as of Q3 2014.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.