NWAM LLC’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-4,899	Closed	-$249K	–	506
2021 Q2	$249K	Sell	4,899 -219	-4%	-$11.1K	0.02%	409
2021 Q1	$261K	Buy	+5,118	New	+$261K	0.03%	402