NWAM LLC’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

NWAM LLC’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-66,454	Closed	-$997K	–	249
2014 Q3	$997K	Buy	+66,454	New	+$913K	0.36%	72

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Americafirst Capital Management Roseville, California $74M AUM 13.49% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

NWAM LLC's CEF Position: Q4 2014 in Review

NWAM LLC sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2014, closing a stake of 66,454 shares — an estimated $997K sold.

NWAM LLC first reported a position in CEF in Q3 2014 and held it in 1 quarter. The position peaked at $997K in Q3 2014. 188 funds tracked by Wall St. Rank hold CEF as of Q4 2014.

NWAM LLC reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2014 after selling out during the quarter.
NWAM LLC sold 66,454 Sprott Physical Gold and Silver Trust shares in Q4 2014, an estimated $997K.
NWAM LLC first reported a position in Sprott Physical Gold and Silver Trust in Q3 2014 and held it in 1 quarter.
NWAM LLC's Sprott Physical Gold and Silver Trust position peaked at $997K in Q3 2014.
188 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2014.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.